Form 4: Five Below Director Gifts Shares Under 10b5-1 Plan

Five Below Director Ronald Sargent reported gifting 3,300 shares of common stock, executed under a Rule 10b5-1 plan.

Summary

• Ronald Sargent, a Director of Five Below, Inc. (FIVE), reported the disposition of 3,300 shares of common stock.
• The transaction occurred on September 4, 2025, and was a gift (Transaction Code 'G') with a price of $0.00 per share.
• Following this transaction, Mr. Sargent directly owns 5,633 shares and indirectly owns 93,619 shares through Sargent Family Investment LLC.
• The transaction was made pursuant to a contract, instruction, or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Sentiment

Score: 5

Explanation: A Form 4 filing reporting a gift of shares is generally neutral. The transaction was pre-planned under Rule 10b5-1, which adds transparency.

Positives

• The transaction was executed under a Rule 10b5-1 plan, indicating a pre-scheduled and transparent disposition, which can reduce concerns about insider trading based on material non-public information.

Negatives

• A director gifting shares reduces their direct ownership stake in the company.

Future Outlook

NA

Industry Context

NA

Stakeholder Impact

• Shareholders: A minor reduction in a director's direct ownership, but the overall beneficial ownership remains substantial. The gift itself has no direct financial impact on other shareholders.

Key Dates

Keywords

Five Below, FIVE, Ronald Sargent, Director, Insider Transaction, Form 4, Share Gift, 10b5-1 Plan, Common Stock