Form 4: FiscalNote Holdings: Insider Transactions Reveal Ownership Changes
SEC Form 4
A Form 4 filing reveals changes in beneficial ownership of FiscalNote Holdings, Inc. stock by Manoj Jain, Duddell Street Holdings Ltd, Maso Capital Investments Limited, Blackwell Partners LLC Series A, and Star V Partners LLC.
Summary
- This Form 4 filing details changes in the beneficial ownership of FiscalNote Holdings, Inc. (NOTE) stock.
- The filing involves several reporting persons, including Manoj Jain, Duddell Street Holdings Ltd, Maso Capital Investments Limited, Blackwell Partners LLC Series A, and Star V Partners LLC.
- On May 29, 2024, Manoj Jain acquired 134,615 shares of Class A Common Stock at $0, increasing his direct holdings to 244,640 shares.
- Duddell Street Holdings Ltd indirectly holds 606,250 shares of Class A Common Stock.
- Maso Capital Investments Limited indirectly holds 3,450,320 shares of Class A Common Stock.
- Blackwell Partners LLC Series A indirectly holds 17,854,774 shares of Class A Common Stock.
- Star V Partners LLC indirectly holds 7,002,387 shares of Class A Common Stock.
- The filing also clarifies the relationships between these entities and the individuals who control them, such as Manoj Jain and Sohit Khurana.
Sentiment
Score: 5
Explanation: The sentiment is neutral as the document primarily reports transactions and ownership structures. It doesn't inherently indicate positive or negative performance.
Positives
- Manoj Jain increased his direct holdings in FiscalNote, which could be interpreted as a positive signal.
Industry Context
Form 4 filings are a routine part of the regulatory landscape for publicly traded companies, providing transparency into the trading activities of insiders and large shareholders. This filing is specific to FiscalNote Holdings and its major stakeholders.
Stakeholder Impact
- The changes in beneficial ownership may be of interest to shareholders as it provides insight into the investment decisions of key insiders and large stakeholders.
Key Dates
| Date | Description |
|---|---|
| 05/29/2024 | Date of transaction for the acquisition of Class A Common Stock by Manoj Jain. |
| 05/31/2024 | Date of signature for the Form 4 filing by Todd Aman, Attorney-in-Fact for multiple entities. |
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