Form 4: FiscalNote Director Key Compton Reports Share Distribution and Beneficial Ownership Changes

Key Compton, a director at FiscalNote Holdings, reported the distribution of shares from Urgent Capital LLC and changes in beneficial ownership, including holdings by Urgent Capital and Global Public Offering Master Fund.

Summary

• On March 20, 2024, Key Compton, a director of FiscalNote Holdings, reported a transaction involving Class A Common Stock.
• 29,399 shares were distributed to members of Urgent Capital LLC upon redemption of their membership interests.
• Compton's direct holdings include 139,700 shares of Class A Common Stock.
• Compton also has indirect beneficial ownership through Urgent Capital (1,466 shares) and Global Public Offering Master Fund, L.P. (214,897 shares).
• Compton may be deemed to have voting and dispositive power over shares held by Urgent Capital and GPO Master Fund due to his role as a managing director of Urgent International Inc.

Sentiment

Score: 5

Explanation: The document is a neutral regulatory filing, reporting changes in share ownership. It doesn't inherently convey positive or negative sentiment.

Industry Context

This filing is a routine disclosure of changes in beneficial ownership by a company insider, as required by the SEC. It provides transparency to investors regarding the holdings and transactions of company leadership.

Stakeholder Impact

• The filing provides transparency to shareholders regarding the ownership structure and transactions of a key company director.

Key Dates