Form 4: FiscalNote Director Key Compton Reports Acquisition of Shares and Amended Beneficial Ownership

Key Compton, a director at FiscalNote Holdings, reported acquiring 134,615 shares of Class A Common Stock and adjustments to their beneficial ownership, including indirect holdings through Urgent Capital LLC and Global Public Offering Master Fund, L.P.

Summary

• On May 29, 2024, Key Compton, a director of FiscalNote Holdings, Inc., reported acquiring 134,615 shares of Class A Common Stock at $0.00 per share.
• This acquisition increased their direct holdings to 274,315 shares.
• Compton also has indirect beneficial ownership of 1,466 shares through Urgent Capital LLC and 214,897 shares through Global Public Offering Master Fund, L.P. (GPO Master Fund).
• The 134,615 shares were acquired in the form of restricted stock units (RSUs) that will vest on the date of the Issuer's 2025 annual meeting of stockholders.

Sentiment

Score: 6

Explanation: The sentiment is neutral. It's a standard regulatory filing detailing stock transactions by a company director. The acquisition of shares could be interpreted as a positive sign, but without additional context, it's difficult to gauge the overall impact.

Positives

• The acquisition of shares by a director could be seen as a positive signal, indicating confidence in the company's future prospects.

Future Outlook

The RSUs will vest on the date of the Issuer's 2025 annual meeting of stockholders.

Industry Context

This filing is a routine disclosure related to insider transactions and is a standard practice for publicly traded companies. It provides transparency into the trading activities of company insiders.

Stakeholder Impact

• The reported transactions provide shareholders with insights into the actions of company insiders.

Key Dates