4/A: FiscalNote Director Corrects Previous SEC Filing Regarding Share Acquisition
SEC Filing Amendment
Conrad Yiu, a director at FiscalNote Holdings, files an amended Form 4 to correct an error in a previous filing regarding the number of shares acquired.
Summary
- Conrad Yiu, a director of FiscalNote Holdings, Inc., filed an amendment to a previous Form 4 filing.
- The amendment corrects an error in the amount of Class A Common Stock acquired on July 29, 2022.
- The original filing, submitted on August 2, 2022, contained an incorrect figure in the 'Amount' sub-column of Column 4 in Table I.
- The corrected amount of shares acquired is 29,675.
- The corrected figure is reflected in both Column 4 and Column 5 of Table I.
Sentiment
Score: 7
Explanation: The document is a routine correction of a previous filing. It doesn't indicate any fundamental issues with the company, but the initial error could have caused confusion. Therefore, the sentiment is neutral.
Industry Context
Form 4 filings are a routine part of corporate governance, ensuring transparency in insider trading activities. Amendments are sometimes necessary to correct errors.
Stakeholder Impact
- Correcting the record ensures accurate information for shareholders and potential investors.
Key Dates
| Date | Description |
|---|---|
| 07/29/2022 | Date of the transaction (acquisition of shares). |
| 08/02/2022 | Date of the original Form 4 filing with the error. |
| 05/31/2024 | Date of signature on the amended form. |
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