Form 4: FiscalNote CSO Gerald Yao Reports Stock Transactions
SEC Form 4 Filing
FiscalNote's Chief Strategy Officer and Director, Gerald Yao, reports the withholding of shares to cover tax obligations and updates beneficial ownership.
Summary
- On September 9, 2024, Gerald Yao, the Chief Strategy Officer and Director of FiscalNote Holdings, Inc., had shares of Class A Common Stock withheld to cover tax obligations.
- A total of 1,059 shares were withheld at a price of $1.19 per share.
- Following the transaction, Yao directly owns 4,000 shares of Class A Common Stock.
- Yao also indirectly owns 198,034 shares through the Gerald Yao Revocable Trust Dated January 10, 2019, for which he serves as Trustee.
Sentiment
Score: 5
Explanation: The document is a standard regulatory filing detailing stock transactions. It doesn't inherently convey positive or negative sentiment.
Industry Context
This Form 4 filing is a routine disclosure required by the SEC for corporate insiders, providing transparency into their stock transactions.
Key Dates
| Date | Description |
|---|---|
| January 10, 2019 | Date of the Gerald Yao Revocable Trust |
| September 09, 2024 | Date of stock transaction (shares withheld for tax obligations) |
| September 11, 2024 | Date of signature for the Form 4 filing |
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