Form 4: SEC Form 4: Peck Reports VFLEX Share Transactions

Michael D. Peck, President of FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND, reported transactions involving Class A Common Shares on July 2, 2026.

Summary

• Michael D. Peck, President of FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND (VFLEX), reported several transactions related to Class A Common Shares.
• On July 2, 2026, 180,766 Class A Common Shares were acquired at a price of $27.66 per share.
• Additionally, on April 2, 2026, May 6, 2026, June 3, 2026, and July 2, 2026, Peck acquired fractional shares (0.3) at prices ranging from $26.81 to $27.19, which are held indirectly through VFT Holdings LP.
• Peck disclaims beneficial ownership of the indirectly held securities except to the extent of his pecuniary interest.

Sentiment

Score: 5

Explanation: StockSavvy.ai views this as a neutral filing, as it primarily reports routine share acquisitions and dividend reinvestments by an executive, with no indication of significant positive or negative strategic moves.

Positives

• Acquisition of a significant number of Class A Common Shares (180,766) at a stated price.
• Multiple smaller acquisitions of fractional shares, indicating ongoing investment or dividend reinvestment.

Negatives

• The filing does not contain information that can be clearly categorized as negative.

Risks

• The filing does not explicitly mention any current issues or potential future challenges.

Future Outlook

No specific forward-looking statements or guidance were provided in this filing.

Management Comments

• Mr. Peck disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

Industry Context

StockSavvy.ai notes that Form 4 filings are standard disclosures for insider transactions, providing transparency into the holdings and trading activities of company officers and directors. These filings are crucial for investors seeking to understand insider sentiment and potential shifts in company ownership.

Stakeholder Impact

• Shareholders gain insight into insider activity, potentially influencing their investment decisions.
• Employees may observe executive investment patterns, though direct impact is minimal.
• Creditors and suppliers are not directly impacted by this type of filing.

Next Steps

• No specific next steps were mentioned in the filing.

Key Dates

Keywords

SEC Form 4, Insider Trading, Beneficial Ownership, Class A Common Shares, FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND, VFLEX, Michael D. Peck, VFT Holdings LP, Dividend Reinvestment