Form 4: First Savings Financial Group Officer Rosen Acquires Shares and Reports Beneficial Ownership Changes
SEC Form 4
David Z. Rosen, Treasurer of a subsidiary of First Savings Financial Group, reports acquiring 1,000 shares of common stock and adjustments to derivative security holdings.
Summary
- David Z. Rosen, Treasurer of a subsidiary of First Savings Financial Group, filed a Form 4 detailing changes in beneficial ownership.
- On April 14, 2025, Rosen acquired 1,000 shares of common stock.
- Rosen directly owns 3,431 shares of common stock following the reported transaction.
- Rosen indirectly owns 15,000 shares of common stock through an IRA.
- The report also covers stock options with exercise prices of $19.74 and $26.72, with varying vesting schedules and expiration dates.
- Some stock options are fully vested, while others vest at a rate of 20% per year commencing on November 21, 2022.
- Shares of restricted stock vest at a rate of 20% commencing on April 14, 2026.
Sentiment
Score: 5
Explanation: This is a routine regulatory filing, so the sentiment is neutral.
Industry Context
Form 4 filings are a routine part of regulatory compliance for publicly traded companies, providing transparency into the transactions of company insiders.
Stakeholder Impact
- The filing provides transparency to shareholders regarding insider transactions.
Key Dates
| Date | Description |
|---|---|
| 11/21/2019 | Date of stock options with exercise price of $19.74 |
| 11/21/2022 | Date of stock options with exercise price of $26.72 and commencement of 20% vesting per year for some stock options and restricted stock. |
| 11/21/2028 | Expiration date of stock options with exercise price of $19.74 |
| 11/21/2031 | Expiration date of stock options with exercise price of $26.72 |
| 04/14/2025 | Date of transaction: Acquisition of 1,000 shares of common stock. |
| 04/14/2026 | Commencement of 20% vesting per year for shares of restricted stock. |
| 04/16/2025 | Date of signature for the Form 4 filing. |
Keywords
Form 4, beneficial ownership, stock options, restricted stock, First Savings Financial Group, FSFG, David Z. Rosen, insider trading
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