Form 4: First Busey Officer Boosts Common Stock Holdings
Insider Transaction Report
First Busey Corp's Chief Info & Tech Officer, Amy Fauss, increased her beneficial ownership of common stock through dividend reinvestment and employee stock plan purchases.
Summary
- Amy Fauss, Chief Info & Tech Officer of First Busey Corp, acquired additional shares of common stock through various mechanisms.
- On October 31, 2025, 6.7841 shares of common stock were acquired via dividend reinvestment at a price of $22.3596 per share.
- On December 31, 2025, 293.9138 shares of common stock were purchased through the First Busey Corporation Employee Stock Purchase Plan at $19.618 per share.
- On January 30, 2026, 236 shares of common stock were acquired, representing dividend equivalent rights accrued on Restricted Stock Units, with an acquisition price of $0.
- Following these transactions, Amy Fauss beneficially owns a total of 93,876.4596 shares of First Busey Corp Common Stock.
- The filing also reports beneficial ownership of 50 shares of Series A Non-Cumulative Perpetual Preferred Stock.
- Amy Fauss holds various Stock Appreciation Rights (SARs) with different exercise prices and expiration dates, totaling 85,141 underlying common shares, all exercisable from March 1, 2025.
Sentiment
Score: 6
Explanation: StockSavvy.ai views this as a moderately positive signal, indicating continued insider participation and confidence through routine employee stock plans and dividend reinvestment, without significant new strategic implications.
Positives
- Increased insider ownership demonstrates management's continued investment and confidence in the company's equity.
- Participation in the Employee Stock Purchase Plan and dividend reinvestment indicates alignment of management's interests with shareholders.
Future Outlook
This Form 4 filing does not contain forward-looking statements or guidance regarding the company's future performance or outlook.
Industry Context
StockSavvy.ai notes that routine insider purchases, particularly through employee stock plans and dividend reinvestment, are generally viewed as a positive, albeit minor, signal. They indicate that management continues to build their stake in the company, aligning their financial interests with those of other shareholders. This type of transaction is common among executives in the financial services sector, reflecting ongoing participation in compensation and benefit programs.
Corporate Governance
| Change Type | Description | Effective Date | Impact Assessment |
|---|---|---|---|
| Administrative Policy | Amy J. Fauss, Chief Info & Tech Officer, granted a Power of Attorney to company personnel (Lynette Strode, Catherine Alqallaf, and Carolyn Slattery) to execute and file SEC reports (Forms 3, 4, 5, 144, Schedule 13D/G) on her behalf. | September 25, 2025 | Streamlines compliance with Section 13(d) and 16(a) of the Exchange Act for the reporting person, ensuring timely and accurate insider transaction disclosures. |
Stakeholder Impact
- Shareholders may view the increased insider ownership as a positive sign of management's commitment and belief in the company's future prospects.
Key Dates
| Date | Description |
|---|---|
| 03/01/2025 | Date exercisable for all reported Stock Appreciation Rights. |
| 09/25/2025 | Power of Attorney executed by Amy J. Fauss for SEC filing purposes. |
| 10/31/2025 | Acquisition of 6.7841 shares of Common Stock via dividend reinvestment. |
| 12/31/2025 | Acquisition of 293.9138 shares of Common Stock via Employee Stock Purchase Plan. |
| 01/24/2028 | Expiration date for 14,303 Stock Appreciation Rights with an exercise price of $9.37. |
| 01/30/2026 | Acquisition of 236 shares of Common Stock representing dividend equivalent rights. |
| 02/03/2026 | Signature date for the Form 4 filing. |
| 05/01/2028 | Expiration date for 5,721 Stock Appreciation Rights with an exercise price of $11.24. |
| 05/01/2030 | Expiration date for 7,787 Stock Appreciation Rights with an exercise price of $11.24. |
| 07/29/2031 | Expiration date for 17,280 Stock Appreciation Rights with an exercise price of $12.36. |
| 07/26/2033 | Expiration date for 40,050 Stock Appreciation Rights with an exercise price of $21.35. |
Recommendation
holdThe filing details routine insider acquisitions through employee stock plans and dividend reinvestment, which, while positive for demonstrating management's continued stake in the company, do not represent a significant change in investment thesis to warrant a stronger recommendation. The transactions are part of standard compensation and benefit programs.
Keywords
First Busey Corp, BUSE, Insider Transaction, Form 4, Stock Ownership, Employee Stock Purchase Plan, Dividend Reinvestment, Stock Appreciation Rights, Amy Fauss
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