SCHEDULE: Rosalind Advisors Reports 9.9% Stake in Femasys

Rosalind Advisors Inc. and related entities have disclosed a beneficial ownership of 9.9% in Femasys Inc., primarily through warrants.

Summary

• Rosalind Advisors Inc., along with Steven Salamon, Gilad Aharon, and Rosalind Master Fund L.P., have collectively reported beneficial ownership of 4,687,500 shares of Femasys Inc. common stock.
• This ownership stake represents 9.9% of the company's outstanding ordinary shares as of August 10, 2026.
• The reported ownership includes 723,377 directly held shares and 3,964,123 shares issuable upon the exercise of warrants.
• Rosalind Advisors Inc. acts as the investment advisor to Rosalind Master Fund L.P.
• Steven Salamon is the portfolio manager for Rosalind Advisors Inc., and Gilad Aharon is also a portfolio manager and member of the Advisor.
• The filing indicates that the reported percentage is based on 8,037,526 ordinary shares outstanding, as communicated by the issuer.
• The reporting persons disclaim beneficial ownership of shares beyond their direct holdings, acknowledging potential blockers related to warrant exercise.

Sentiment

Score: 4

Explanation: StockSavvy.ai views this filing as neutral to slightly negative, as it primarily reports a significant ownership stake without providing new operational or financial performance data. The disclosure of potential share dilution due to unexercised warrants warrants careful consideration.

Positives

• Significant stake reported by Rosalind Advisors and related entities, indicating investor confidence or strategic interest in Femasys Inc.
• The reporting is conducted in accordance with regulatory requirements, ensuring transparency for the market.

Negatives

• The reported ownership is largely based on exercisable warrants, which could lead to dilution if exercised.
• The filing does not provide any new operational or financial performance data for Femasys Inc., offering no insight into the company's current health.

Risks

• Potential for share dilution if the warrants are exercised.
• The actual number of shares beneficially owned is less than reported due to 'blockers' associated with warrant exercise, the specifics of which are not fully detailed.
• The filing does not offer forward-looking statements or guidance, leaving future performance uncertain.

Future Outlook

No specific future outlook or guidance for Femasys Inc. is provided in this filing. The filing is a disclosure of ownership and does not contain forward-looking statements regarding the company's performance.

Management Comments

• Rosalind Advisors Inc. disclaims beneficial ownership of the shares held by Rosalind Master Fund L.P. beyond its direct holdings.
• Steven Salamon disclaims beneficial ownership of the shares held by Rosalind Master Fund L.P. beyond his direct holdings.
• The percentage of class represented by amount in row (9) is calculated based upon 8,037,526 ordinary shares of the Issuer's common stock outstanding as of August 10, 2026, as per communication from the issuer.
• The securities reported in rows 6, 8 and 9 show the number of shares of Common Stock that would be issuable upon full conversion and exercise of such reported securities and do not give effect to such blockers. Therefore, the actual number of shares of Common Stock beneficially owned by such Reporting Person, after giving effect to such blockers, is less than the number of securities reported in rows 6, 8 and 9.

Industry Context

StockSavvy.ai notes that Schedule 13G filings are standard disclosures for significant institutional ownership. The concentration of ownership by Rosalind Advisors and related parties at 9.9% suggests a notable interest, but the reliance on warrants indicates a potential for future dilution rather than immediate control or voting power.

Stakeholder Impact

• Shareholders: Potential dilution of existing shares if warrants are exercised; increased institutional interest may influence stock price.
• Management of Femasys Inc.: Awareness of significant ownership stake by Rosalind Advisors and related entities.
• Potential Investors: Disclosure provides information on a major shareholder group.

Next Steps

• Monitor Femasys Inc. for any operational updates or financial performance disclosures.
• Observe potential exercise of warrants by Rosalind Advisors and related entities.
• Track any future changes in beneficial ownership reported by Rosalind Advisors Inc. and associated parties.

Key Dates

Keywords

Femasys Inc., Rosalind Advisors, Schedule 13G, Beneficial Ownership, Warrants, Shareholder, Investment Advisor, Securities Exchange Act