Form 4: Federated Hermes VP Uhlman Reports Stock Transactions

Federated Hermes Vice President Paul A. Uhlman reported the acquisition of 18,000 Class B Common Stock and the subsequent sale of 6,496 shares to cover tax obligations.

Summary

• Paul A. Uhlman, Vice President of Federated Hermes, Inc. (FHI), reported transactions involving the company's Class B Common Stock.
• On November 18, 2025, Mr. Uhlman acquired 18,000 shares of Class B Common Stock at a price of $3 per share.
• Following this acquisition, his beneficial ownership increased to 333,930 shares.
• On November 19, 2025, Mr. Uhlman sold 6,496 shares of Class B Common Stock at a weighted average price of $47.8481 per share.
• This sale was conducted to satisfy tax obligations arising from the vesting of restricted shares of stock.
• After these transactions, Mr. Uhlman's direct beneficial ownership stands at 327,434 shares of Class B Common Stock.
• The transactions were made pursuant to a Rule 10b5-1 plan.

Sentiment

Score: 5

Explanation: The filing reports routine insider transactions, including an acquisition (likely vesting) and a subsequent sale to cover tax obligations. This is a common occurrence and does not inherently indicate strong positive or negative sentiment regarding the company's future performance.

Positives

• The acquisition of 18,000 shares, likely from a restricted stock award, indicates compensation and continued alignment of management interests with shareholders.
• The transactions were conducted under a Rule 10b5-1 plan, suggesting pre-planned and automated trading activity.

Negatives

• The sale of 6,496 shares, even if for tax purposes, reduces the direct beneficial ownership of the Vice President in the company.

Future Outlook

NA

Industry Context

This filing details routine insider trading activity, specifically a 'sell to cover' transaction, which is common for executives receiving equity compensation. It does not provide broader insights into industry trends or competitive landscape.

Stakeholder Impact

• Shareholders: The transactions represent a routine change in an executive's direct ownership, unlikely to have a significant impact on the company's stock price or long-term value.
• Employees: No direct impact on employees is indicated by this filing.

Key Dates

Keywords

Federated Hermes, FHI, Insider Trading, Form 4, Stock Transaction, Class B Common Stock, Restricted Stock, Tax Obligations, Rule 10b5-1