Form 4: Fathom Holdings Chief Broker Officer Sells Shares for Tax Obligations
Insider Transaction Report
Fathom Holdings Inc.'s Chief Broker Officer, Samantha Giuggio, sold 2,146 shares of common stock at an average price of $1.3814 to cover tax liabilities related to restricted stock vesting.
Summary
- Samantha Giuggio, Chief Broker Officer of Fathom Holdings Inc., sold 2,146 shares of common stock on July 3, 2025.
- The shares were sold at an average price of $1.3814, with individual transaction prices ranging from $1.38 to $1.4085.
- The sale was conducted to cover tax obligations incurred upon the vesting of restricted stock on June 29, 2025.
- Following the transaction, Samantha Giuggio directly holds 102,543 shares of common stock.
- An additional 5,424 shares are indirectly beneficially owned through her husband.
- Of the directly held shares, 4,634 are restricted stock that are scheduled to vest in full on March 30, 2026.
Sentiment
Score: 5
Explanation: The transaction is a routine sale to cover tax obligations upon restricted stock vesting, which is a common practice and does not inherently indicate a positive or negative outlook on the company's future performance.
Positives
- Restricted stock vested on June 29, 2025, indicating a component of executive compensation for the Chief Broker Officer.
Negatives
- The Chief Broker Officer sold 2,146 shares of common stock, which represents a reduction in direct insider holdings.
- The average sale price of $1.3814 is relatively low.
Risks
- Potential for negative investor perception regarding insider selling, even if the stated purpose is to cover tax obligations.
Future Outlook
N/A
Industry Context
This Form 4 filing details a standard insider transaction for tax purposes, which is a common occurrence across all industries when restricted stock awards vest. It does not provide specific insights into broader real estate or technology industry trends.
Stakeholder Impact
- Shareholders: Minor impact from the sale of shares, which is a routine tax-related transaction and not indicative of a change in company fundamentals.
- Chief Broker Officer: Realization of value from restricted stock vesting, offset by tax obligations.
Next Steps
- Vesting of 4,634 restricted shares on March 30, 2026.
Key Dates
| Date | Description |
|---|---|
| 06/29/2025 | Restricted stock vested, triggering tax obligations for the reporting person. |
| 07/03/2025 | Transaction date for the sale of 2,146 shares of common stock by Samantha Giuggio. |
| 07/08/2025 | Date the Form 4 was filed with the U.S. Securities and Exchange Commission. |
| 03/30/2026 | Vesting date for 4,634 restricted shares held by the reporting person. |
Recommendation
holdKeywords
Fathom Holdings, FTHM, insider transaction, Form 4, stock sale, restricted stock, executive compensation, beneficial ownership
Disclaimer:The information provided here is for general informational purposes only and does not constitute financial advice, recommendation, or endorsement of any kind. It may contain errors or omissions. You should not rely on this information to make financial decisions. Always seek the advice of a qualified financial professional before making any investment or financial decisions. Use of this information is at your own risk.