Form 4: Fathom Holdings CEO Marco Fregenal Reports Share Transactions
SEC Form 4 Filing
Fathom Holdings CEO Marco Fregenal reports the disposition of 60,000 common stock shares as a gift and adjustments to beneficial ownership.
Summary
- On September 9, 2024, Marco Fregenal, CEO of Fathom Holdings Inc., reported transactions involving the company's common stock.
- He disposed of 60,000 shares as a gift.
- Following the transaction, Fregenal directly owns 1,451,262 shares.
- He also has indirect ownership of 5,056 shares, of which 1,765 were granted to his wife and will vest on March 30, 2025.
- Additionally, he has indirect ownership of 150,000 shares held in a trust for his children.
Sentiment
Score: 5
Explanation: The document is a standard regulatory filing, so the sentiment is neutral.
Management Comments
- The reporting person disclaims beneficial ownership of the 150,000 shares held by the trust for his children, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
Industry Context
This Form 4 filing is a routine disclosure required by the SEC for corporate insiders, providing transparency to investors regarding their transactions in the company's stock.
Stakeholder Impact
- The transaction provides transparency to shareholders regarding insider activity.
Key Dates
| Date | Description |
|---|---|
| 09/09/2024 | Date of stock transaction (gift of 60,000 shares) |
| 09/11/2024 | Date of report filing |
| 11/30/2024 | Vesting date for 9,222 restricted shares |
| 01/01/2025 | Vesting date for 25,000 restricted shares |
| 03/30/2025 | Vesting date for 1,765 restricted shares granted to reporting person's wife |
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