Form 4: Fathom Holdings CEO Marco Fregenal Disposes of 70,000 Shares in Stock Transaction

Fathom Holdings CEO Marco Fregenal disposed of 70,000 shares of common stock on December 10, 2024, while retaining significant direct and indirect holdings.

Summary

• Fathom Holdings CEO, Marco Fregenal, disposed of 70,000 shares of common stock on December 10, 2024.
• The transaction was a disposal, with a price of $0 per share, and was not a sale.
• Following the transaction, Mr. Fregenal directly owns 1,465,261 shares of common stock.
• He also indirectly owns 5,056 shares through his wife and 150,000 shares through the Fregenal 2020 Irrevocable Trust.
• 25,000 of the directly held shares are restricted and will vest on January 1, 2025.
• An additional 54,499 directly held shares are restricted and will vest on September 1, 2025.
• 1,765 of the indirectly held shares by his wife are restricted and will vest on March 30, 2025.
• The shares held by the Fregenal 2020 Irrevocable Trust are for the benefit of Mr. Fregenal's children, with his spouse as trustee.

Sentiment

Score: 5

Explanation: The document is a neutral disclosure of a stock transaction. It doesn't indicate positive or negative sentiment, but rather a required reporting of insider activity.

Industry Context

This is a standard SEC Form 4 filing, which is common for corporate insiders who have transactions involving their company's stock. It provides transparency into the trading activities of key personnel.

Comparison to Industry Standards

• SEC Form 4 filings are a standard practice for all publicly traded companies in the United States.
• The reporting of stock disposals and acquisitions by executives is a common occurrence and is closely monitored by investors.
• The vesting schedules for restricted stock are typical for executive compensation packages.

Stakeholder Impact

• The transaction may be of interest to shareholders as it provides insight into the CEO's stock holdings.
• The vesting schedules of restricted stock may be relevant to employee compensation and retention.

Key Dates

Keywords

Fathom Holdings, FTHM, Marco Fregenal, insider trading, stock disposal, beneficial ownership, restricted stock, executive compensation