Form 4: ExlService Holdings EVP Ajay Ayyappan Reports Stock Transactions

Sentiment:

SEC Form 4


EVP & General Counsel/Corp. Sec'y Ajay Ayyappan reports the vesting and subsequent disposal of restricted stock units for tax purposes.

Summary

  • On February 18, 2025, Ajay Ayyappan, EVP & General Counsel/Corp. Sec'y of ExlService Holdings, Inc., reported transactions involving common stock and restricted stock units.
  • These transactions involved the vesting of restricted stock units and the subsequent disposal of shares to cover tax obligations.
  • Specifically, 5,265, 2,915, and 2,495 restricted stock units converted into common stock.
  • Simultaneously, 2,804, 1,553, and 1,329 shares were disposed of at a price of $50.93 to satisfy tax withholding requirements.
  • Following these transactions, Ayyappan directly owns 45,975 shares of common stock and 4,990 restricted stock units.

Sentiment

Score: 7

Explanation: The document is a standard regulatory filing detailing stock transactions, which is neutral in sentiment. The transactions are part of a pre-existing compensation plan.

Industry Context

This is a routine disclosure related to insider transactions and is common for publicly traded companies.

Stakeholder Impact

  • The transactions have a minor dilutive effect on existing shareholders due to the issuance of new shares upon vesting of restricted stock units.

Key Dates

DateDescription
02/17/2021Reporting person was granted 4,210 (pre-split) restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date.
02/17/202225 percent of the restricted stock units became vested.
02/16/2022Reporting person was granted 2,332 (pre-split) restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date.
02/17/2023An additional 25 percent of the restricted stock units became vested.
02/16/202325 percent of the restricted stock units became vested.
02/15/2023Reporting person was granted 1,996 (pre-split) restricted stock units, vesting in four equal annual installments beginning on the first anniversary of the grant date.
02/17/2024An additional 25 percent of the restricted stock units became vested.
02/16/2024An additional 25 percent of the restricted stock units became vested.
02/15/202425 percent of the restricted stock units became vested.
02/18/2025Date of transactions: vesting of restricted stock units and disposal of shares for tax purposes.
02/17/2025The remaining balance of 25 percent of the restricted stock units became vested.
02/16/2025An additional 25 percent of the restricted stock units became vested.
02/15/2025An additional 25 percent of the restricted stock units became vested.
02/16/2026The remaining balance of 25 of the restricted stock units will vest.
02/15/2027The remaining balance of 25 of the restricted stock units will vest.
02/20/2025Date of signature.

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