Form 4: Equitable Holdings Chief Legal Officer Reports Stock Transactions
SEC Form 4 Filing
Jose Ramon Gonzalez, Chief Legal Officer of Equitable Holdings, reports acquisition of stock through dividend equivalents and correction of previously unreported dividend equivalents.
Summary
- Jose Ramon Gonzalez, the Chief Legal Officer of Equitable Holdings, reported transactions involving the company's common stock.
- On June 10, 2024, Gonzalez acquired 188.19 shares of common stock through dividend equivalents accrued on Restricted Stock Units (RSUs).
- The report also includes a correction for 35.58 previously unreported dividend equivalents earned on portions of the Reporting Person's 2021, 2022 and 2023 Long Term Incentive Compensation stock grants which vested on February 28, 2023 and February 28, 2024.
- Following the reported transactions, Gonzalez beneficially owns 74,082.46 shares.
Sentiment
Score: 5
Explanation: This is a routine regulatory filing, so the sentiment is neutral.
Industry Context
This filing is a routine disclosure of stock transactions by a company insider, as required by the SEC. It provides transparency into the trading activities of key personnel within Equitable Holdings.
Stakeholder Impact
- The disclosure provides transparency to shareholders regarding insider transactions.
Key Dates
| Date | Description |
|---|---|
| 06/10/2024 | Date of common stock acquisition through dividend equivalents. |
| 06/11/2024 | Date of signature for the report. |
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