Form 4: Energy Recovery Inc. Executive Farshad Ghasripoor Reports Changes in Beneficial Ownership

Sentiment:

SEC Form 4 Filing


Farshad Ghasripoor, Chief Technology Officer of Energy Recovery, Inc., reports transactions involving company stock, including tax obligation fulfillment and transfer to a joint account.

Summary

  • On February 3, 2025, Farshad Ghasripoor, Chief Technology Officer of Energy Recovery, Inc., had 1,420 shares withheld to cover a tax obligation related to vesting securities at a price of $14.34 per share.
  • On February 4, 2025, Mr. Ghasripoor transferred 65,000 shares from an individual account to a joint account with his spouse.
  • Following these transactions, Mr. Ghasripoor directly owns 52,860 shares and indirectly owns 70,230 shares jointly with his spouse.
  • Mr. Ghasripoor has also granted a Power of Attorney to Michael Mancini, William Yeung, Derek Ching, and Ronda Reynolds-Gray to handle SEC filings on his behalf.

Sentiment

Score: 5

Explanation: The document is a neutral regulatory filing detailing stock transactions. It doesn't convey any particular positive or negative sentiment.

Industry Context

This filing is a routine disclosure related to executive stock transactions and is a standard practice for publicly traded companies. It provides transparency into the holdings and transactions of company insiders.

Comparison to Industry Standards

  • Executive stock transactions are common and closely monitored in publicly traded companies.
  • Form 4 filings are a standard requirement by the SEC to ensure transparency and prevent insider trading.
  • Companies like Graco, Inc. and Franklin Electric also have executives who regularly file Form 4s for similar transactions.

Related Party Transactions

  • The transfer of 65,000 shares to a joint account with Mr. Ghasripoor's spouse constitutes a related party transaction.

Stakeholder Impact

  • The transactions reported may have a minor impact on shareholders due to the change in ownership structure of the shares.

Key Dates

DateDescription
2024-09-15Date of Power of Attorney execution.
2025-02-03Date of tax obligation payment via share withholding.
2025-02-04Date of stock transfer to joint account.
2025-02-05Date of signature for the Form 4 filing.

Keywords

Energy Recovery Inc., Farshad Ghasripoor, beneficial ownership, Form 4, SEC, stock transaction, power of attorney, ERII

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