4/A: EMCORE Director Noel Heiks Corrects Stock Ownership in Amended SEC Filing

Noel Heiks, an EMCORE Corporation director, filed an amended Form 4 to correct the number of shares beneficially owned, following an error in the initial filing.

Summary

• Director Noel Heiks filed an amended Form 4 with the SEC on April 10, 2024, to correct a previously reported number of shares beneficially owned.
• The amendment addresses an error in the Form 4 filed on April 9, 2024.
• The corrected filing shows Heiks beneficially owns 31,300 restricted stock units.
• These restricted stock units were granted under the EMCORE Corporation 2019 Equity Incentive Plan and vest on the earliest of several conditions, including the first anniversary of the grant date, the date prior to the 2025 annual meeting, a change in control, or termination of service due to death or disability.

Sentiment

Score: 7

Explanation: The document is a routine regulatory filing correcting a previous error. It doesn't indicate any significant positive or negative developments for the company, but accuracy in reporting is viewed positively.

Industry Context

This filing is a routine disclosure related to insider transactions and corrections, common in corporate governance.

Stakeholder Impact

• The correction ensures accurate information is available to shareholders regarding director ownership.

Key Dates