4/A: EMCORE Director Jeffrey J. Roncka Corrects Beneficial Ownership in Amended SEC Filing

Director Jeffrey J. Roncka files an amended Form 4 to correct the number of EMCORE shares beneficially owned, following a previous filing error.

Summary

• Jeffrey J. Roncka, a director of EMCORE Corporation, filed an amended Form 4 with the SEC on April 10, 2024, to correct a previously reported number of beneficially owned shares.
• The amendment addresses an error in the Form 4 filed on April 9, 2024.
• The corrected filing shows Roncka beneficially owns 27,295 shares, including 23,219 restricted stock units (RSUs) granted on April 9, 2024.
• These RSUs vest on the earliest of (i) the first anniversary of the grant date, (ii) the date immediately prior to the Issuer's 2025 annual meeting of shareholders, (iii) the consummation of a Change in Control, or (iv) the non-employee director's death or termination of service on the Board due to Disability, subject to continued service as a non-employee director.

Sentiment

Score: 7

Explanation: The document is a routine regulatory filing (Form 4/A) to correct a previous error. It doesn't contain any information that would significantly impact the company's valuation or investor sentiment, but it does show that the company is taking steps to ensure that its filings are accurate.

Industry Context

Form 4 filings are standard practice for reporting changes in beneficial ownership by company insiders, ensuring transparency and compliance with SEC regulations.

Stakeholder Impact

• The correction of the filing ensures accurate information for shareholders regarding insider ownership.

Key Dates