SCHEDULE: Ameriprise Financial Holds 11.3% Stake in Eaton Vance Fund

Ameriprise Financial, Inc. and its subsidiary Ameriprise Financial Services, LLC reported beneficial ownership of 11.3% of Eaton Vance Short Duration Diversified Income Fund's common stock.

Summary

• Ameriprise Financial, Inc. and Ameriprise Financial Services, LLC collectively beneficially own 1,516,037 shares of Eaton Vance Short Duration Diversified Income Fund's Common Stock.
• This aggregate amount represents 11.3% of the class of securities.
• The shares are held with shared dispositive power by both Ameriprise Financial, Inc. and Ameriprise Financial Services, LLC.
• The securities were acquired and are held in the ordinary course of business, not for the purpose of changing or influencing control of the issuer.

Sentiment

Score: 5

Explanation: This filing is a routine regulatory disclosure of beneficial ownership and does not contain performance metrics, strategic updates, or forward-looking statements that would significantly impact sentiment beyond a neutral factual report.

Positives

• A significant institutional holding of 11.3% by Ameriprise Financial may indicate a degree of confidence in the Eaton Vance Short Duration Diversified Income Fund.

Future Outlook

This filing does not contain any forward-looking statements or guidance.

Management Comments

• Ameriprise Financial, Inc. and Ameriprise Financial Services, LLC certify that the securities were acquired and are held in the ordinary course of business and not for the purpose of changing or influencing the control of the issuer.

Industry Context

This is a standard regulatory disclosure by a large financial institution, Ameriprise Financial, regarding its significant passive investment in an investment fund, Eaton Vance Short Duration Diversified Income Fund. Such disclosures are common for institutional investors holding more than 5% of a company's shares, providing transparency to the market about major ownership stakes.

Stakeholder Impact

• Shareholders of Eaton Vance Short Duration Diversified Income Fund gain transparency regarding a significant institutional holder, Ameriprise Financial, which holds 11.3% of the common stock.

Key Dates

Keywords

Ameriprise Financial, Eaton Vance, Schedule 13G, Beneficial Ownership, Common Stock, Investment Fund, Institutional Investor