4/A: Eagle Capital Growth Fund Director Amends Form 4 to Correct Trust Transfer Reporting
SEC Form 4/A
Robert M. Bilkie, a director of Eagle Capital Growth Fund, filed an amended Form 4 to correct errors in reporting transactions related to trust transfers and beneficial ownership.
Summary
- Robert M. Bilkie, a director of Eagle Capital Growth Fund, Inc., filed an amended Form 4 (Form 4/A) to correct inaccuracies in a previously filed Form 4.
- The amendment addresses omissions and errors related to the reporting of share dispositions and acquisitions resulting from transfers between trusts.
- Specifically, the corrections involve transactions on October 1, 2021, April 19, 2024, April 22, 2024 and May 17, 2024.
- The reporting person disclaims beneficial ownership of securities held in the spouse's and family trusts.
- After the reported transactions, the reporting person beneficially owns 200 shares directly and 2,764 shares indirectly through a family trust.
Sentiment
Score: 5
Explanation: The document is a routine regulatory filing (an amendment to a Form 4) to correct errors, so it has a neutral sentiment.
Management Comments
- The reporting person disclaims ownership of these securities and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or otherwise.
Industry Context
Form 4 filings are a routine part of insider trading regulations, providing transparency into the transactions of company insiders. Amendments, like this one, are sometimes necessary to correct errors or omissions in the original filings.
Key Dates
| Date | Description |
|---|---|
| 10/01/2021 | Date of share disposition and acquisition due to transfer between trusts. |
| 04/19/2024 | Date of acquisition of 400 shares at $9.41 by Family Trust. |
| 04/22/2024 | Date of acquisition of 200 shares at $9.4199 directly. |
| 05/17/2024 | Date of acquisition of 600 shares at $9.29 by Family Trust. |
| 05/24/2024 | Date of Original Form 4 filing. |
| 02/14/2025 | Date of Power of Attorney signature. |
Keywords
Form 4, Beneficial Ownership, Eagle Capital Growth Fund, Director, Robert M. Bilkie, Trust Transfer, Amendment
Disclaimer:The information provided here is for general informational purposes only and does not constitute financial advice, recommendation, or endorsement of any kind. It may contain errors or omissions. You should not rely on this information to make financial decisions. Always seek the advice of a qualified financial professional before making any investment or financial decisions. Use of this information is at your own risk.