SCHEDULE: Shay Capital Discloses 5% Stake in Duos Technologies

Shay Capital LLC and Shay Capital Holdings LLC have jointly filed a Schedule 13G, reporting beneficial ownership of 5.0% of Duos Technologies Group, Inc. common stock.

Summary

• Shay Capital LLC and Shay Capital Holdings LLC (collectively, "Filers") have reported beneficial ownership of 1,474,116 shares of common stock in Duos Technologies Group, Inc.
• This ownership stake represents 5.0% of the class of securities.
• The filing is made under Schedule 13G, indicating the ownership is passive and not for the purpose of influencing control of the issuer.
• Both entities are organized in Delaware.
• The principal business address for the Filers is 280 Park Avenue, 5th Floor West, New York, NY 10017.
• The filing date is May 18, 2026.

Sentiment

Score: 5

Explanation: StockSavvy.ai views this as a neutral filing, as it is a routine disclosure of passive ownership and does not provide new operational or financial information about Duos Technologies Group, Inc.

Positives

• Shay Capital has taken a significant stake, potentially indicating confidence in Duos Technologies' future prospects.
• The 5.0% ownership threshold crossed suggests a notable investment by Shay Capital.

Risks

• The filing does not detail specific risks associated with the investment, but any investment carries inherent market and company-specific risks.
• As a passive investment, there is a risk that the company's performance may not meet expectations, impacting the value of Shay Capital's stake.

Future Outlook

The filing itself is a disclosure of current ownership and does not contain forward-looking statements or guidance from Duos Technologies Group, Inc. The passive nature of the filing suggests Shay Capital's outlook is based on existing information and market analysis.

Industry Context

StockSavvy.ai notes that Schedule 13G filings are common for institutional investors accumulating significant stakes in publicly traded companies. This filing indicates Shay Capital has reached a threshold that requires public disclosure, often a precursor to further strategic moves or simply a reporting requirement for passive investors.

Stakeholder Impact

• Shareholders: The filing may signal increased institutional interest in Duos Technologies, potentially influencing market perception.
• Management of Duos Technologies: The company is now aware of a significant passive shareholder, which may be noted in future board discussions.
• Potential Investors: This disclosure provides transparency on a major shareholder, aiding in investment analysis.

Next Steps

• Shay Capital will continue to monitor Duos Technologies Group, Inc.'s performance and market conditions.
• Further filings may be required if ownership levels change significantly or if the investment's nature shifts from passive to active.

Key Dates

Keywords

Schedule 13G, Duos Technologies Group, Inc., Shay Capital LLC, Shay Capital Holdings LLC, Beneficial Ownership, Common Stock, SEC Filing, Investment