SCHEDULE: Bleichroeder LP Discloses 18.48% Stake in Duos Technologies

Bleichroeder LP, along with Bleichroeder Holdings LLC and Andrew Gundlach, has reported a beneficial ownership of 18.48% in Duos Technologies Group, Inc. common shares.

Summary

• Bleichroeder LP, Bleichroeder Holdings LLC, and Andrew Gundlach have filed a Schedule 13G, indicating a significant ownership in Duos Technologies Group, Inc.
• The total beneficial ownership reported is 6,750,079 shares, representing 18.48% of the class.
• This ownership includes 1,627,806 directly held common shares and 5,122,273 shares issuable upon conversion of Series D and Series E Non-Voting Convertible Preferred Stock.
• Bleichroeder LP is registered as an investment adviser and is deemed the beneficial owner of these shares.
• The filing is an amendment (Amendment No. 9) to a previous filing, with the event date for this statement being June 30, 2026.

Sentiment

Score: 6

Explanation: StockSavvy.ai views this filing as neutral to slightly positive, indicating a significant but stable ownership stake without immediate aggressive action implied.

Positives

• Significant ownership stake (18.48%) by a registered investment adviser, potentially indicating confidence in the company's long-term prospects.
• The reporting entities (Bleichroeder LP, Bleichroeder Holdings LLC, Andrew Gundlach) are U.S.-based and organized in Delaware.
• The filing confirms the ownership structure and the conversion potential from preferred stock.

Negatives

• The filing does not provide specific details on the strategy behind this ownership stake beyond standard reporting requirements.
• The conversion of preferred stock into common shares could potentially dilute existing shareholders if not managed carefully.

Risks

• Potential for future changes in ownership or strategy by Bleichroeder LP, which could impact Duos Technologies' stock price.
• The conversion of preferred stock could lead to increased share count and potential dilution if the company's performance does not keep pace.

Future Outlook

The filing itself does not contain forward-looking statements or specific future guidance from Duos Technologies Group, Inc. It is a disclosure of ownership by Bleichroeder LP.

Management Comments

• Andrew Gundlach certifies that the securities were acquired and are held in the ordinary course of business and were not acquired or held for the purpose of or with the effect of changing or influencing the control of the issuer.

Industry Context

StockSavvy.ai notes that significant ownership disclosures via Schedule 13G filings are common in the technology sector, often indicating strategic investment or a shift in institutional holding. This filing places Bleichroeder LP as a substantial shareholder in Duos Technologies.

Comparison to Industry Standards

• As a Schedule 13G filing, it adheres to SEC regulations for reporting significant beneficial ownership by passive investors. The 18.48% stake is substantial and places Bleichroeder LP among the largest shareholders of Duos Technologies Group, Inc.
• Industry standards for such filings require disclosure of ownership exceeding 5% of a class of securities. Bleichroeder LP's stake significantly surpasses this threshold.

Stakeholder Impact

• Shareholders: The significant stake held by Bleichroeder LP may influence corporate governance decisions and potentially the company's strategic direction.
• Management: The substantial ownership could lead to increased engagement or scrutiny from Bleichroeder LP.
• Creditors: Stable, significant ownership can be viewed positively, suggesting a potentially more stable financial outlook for the company.

Next Steps

• Continued monitoring of Duos Technologies Group, Inc. for any strategic actions or announcements from Bleichroeder LP.
• Potential for Bleichroeder LP to increase or decrease its stake in future filings.

Key Dates

Keywords

Duos Technologies Group, Schedule 13G, Beneficial Ownership, Bleichroeder LP, Investment Adviser, Convertible Preferred Stock, Common Shares, Ownership Stake