Form 4: Dow Inc. Executive Karen S. Carter Reports Stock Disposal for Tax Obligations

Karen S. Carter, Chief Operating Officer of Dow Inc., reported the disposal of 1,449 shares of common stock to cover tax withholding obligations.

Summary

• On February 10, 2025, Karen S. Carter, Chief Operating Officer of Dow Inc., disposed of 1,449 shares of common stock at a price of $38.57 per share to satisfy tax withholding requirements.
• Following the transaction, Carter directly owns 116,421 shares of Dow Inc. common stock.
• Carter also indirectly owns 1,013.296 shares and 316.938 shares of common stock through a 401(k) plan and an ESOP, respectively.
• Additionally, Carter holds 9,301.59 phantom stock units, each equivalent to one share of Dow Inc. common stock, which accrue under a compensation deferral election and are payable in cash.

Sentiment

Score: 5

Explanation: This is a neutral filing related to insider transactions for tax purposes, with no inherent positive or negative implications for the company's overall outlook.

Industry Context

Form 4 filings are a routine part of corporate governance, providing transparency into the transactions of company insiders. This filing indicates a stock disposal by a key executive to cover tax obligations, which is a common practice.

Stakeholder Impact

• The transaction has a minimal impact on shareholders as it represents a small percentage of the total outstanding shares.

Key Dates