Form 4: DocGo Chief Compliance Officer Reports Routine RSU Tax Withholding

DocGo's Chief Compliance Officer, Stephen Sugrue, reported the disposition of 5,813 common shares at $1.52 for tax obligations related to restricted stock units, retaining 351,515 shares.

Summary

• Stephen Sugrue, DocGo's Chief Compliance Officer, reported a transaction on July 2, 2025, involving the disposition of 5,813 shares of DocGo Common Stock.
• The shares were disposed of at a price of $1.52 per share to satisfy tax liability associated with the vesting of restricted stock units (RSUs).
• The RSUs were originally granted to Stephen Sugrue on March 15, 2024, under DocGo's 2021 Stock Incentive Plan.
• Following this transaction, Stephen Sugrue directly beneficially owns 351,515 shares of DocGo Common Stock.
• This beneficial ownership includes 107,399 RSUs that will vest in four equal annual installments starting December 12, 2024.
• It also includes an additional 130,814 RSUs that will vest in three equal annual installments on December 12, 2025, December 12, 2026, and December 12, 2027.
• Each RSU represents the right to receive one share of Common Stock upon vesting, subject to the terms of the Plan.

Sentiment

Score: 5

Explanation: The filing reports a standard insider transaction for tax withholding purposes related to RSU vesting, which is a neutral event for the company's operational or financial performance.

Positives

• Stephen Sugrue, Chief Compliance Officer, retains a significant beneficial ownership of 351,515 shares, including substantial unvested Restricted Stock Units (RSUs), indicating continued alignment with shareholder interests.

Negatives

• No specific negative operational or financial information is disclosed in this Form 4 filing.

Risks

• No specific risks are detailed in this Form 4 filing, as it primarily reports an insider transaction.

Future Outlook

This Form 4 filing does not contain forward-looking statements or guidance regarding the company's future outlook.

Industry Context

This Form 4 filing details a routine insider equity transaction and does not provide information relevant to broader industry trends or competitive analysis.

Comparison to Industry Standards

• This Form 4 filing is a standard report of an insider equity transaction and does not contain information for comparison to industry-specific operational or financial benchmarks.

Stakeholder Impact

• Shareholders: The transaction is a routine tax-related disposition by an officer, which is generally neutral. The officer's continued significant equity holding aligns interests with shareholders.

Next Steps

• Future vesting of 107,399 Restricted Stock Units in four equal annual installments starting December 12, 2024.
• Future vesting of 130,814 Restricted Stock Units in three equal annual installments starting December 12, 2025.

Key Dates

Recommendation

Keywords

DocGo, DCGO, Stephen Sugrue, Form 4, SEC filing, insider transaction, restricted stock units, RSU, equity compensation, tax withholding, beneficial ownership, Chief Compliance Officer