SCHEDULE: TomEnterprise Group Discloses 16.28% Stake in DiaMedica Therapeutics

Sentiment:

Beneficial Ownership Amendment


TomEnterprise AB, TomEnterprise Private AB, and Thomas von Koch have collectively reported beneficial ownership of 16.28% of DiaMedica Therapeutics Inc.'s common shares.

Capital raiseThe calculation of the percentage of class includes 8,606,426 shares of Common Stock contemplated to be issued in the Issuer's private placement.This private placement was described in a Current Report on Form 8-K filed with the SEC on July 21, 2025.

Summary

  • TomEnterprise AB, TomEnterprise Private AB, and Thomas von Koch (collectively, the "Reporting Persons") have filed an Amendment No. 4 to Schedule 13G.
  • The Reporting Persons beneficially own an aggregate of 8,383,577 common shares of DiaMedica Therapeutics Inc.
  • This ownership represents 16.28% of the issuer's common shares.
  • The percentage is calculated based on 42,883,465 shares outstanding as of May 9, 2025, plus 8,606,426 shares contemplated to be issued in a private placement, totaling 51,489,891 shares.
  • Thomas von Koch, as the sole owner of TomEnterprise AB, which wholly owns TomEQT AB, which wholly owns TomEnterprise Private AB, is deemed to have sole voting and dispositive power over all the beneficially owned shares.
  • The filing certifies that the securities were not acquired and are not held for the purpose or effect of changing or influencing control of the issuer, other than activities solely in connection with a nomination under Rule 14a-11.

Sentiment

Score: 5

Explanation: The filing is a factual disclosure of beneficial ownership and does not inherently convey positive or negative sentiment regarding the company's performance or prospects. It is a routine regulatory update.

Future Outlook

NA

Industry Context

This filing is a standard disclosure of beneficial ownership, indicating a significant stake held by a group of investors in a biotechnology or pharmaceutical company. Such disclosures are common and provide transparency regarding major shareholders, which can be relevant for corporate governance and market perception.

Stakeholder Impact

  • Shareholders: Provides transparency regarding a significant beneficial owner and the concentration of ownership.
  • Regulatory Authorities: Fulfills SEC disclosure requirements for significant ownership stakes.

Key Dates

DateDescription
2025-03-31End of quarter for which DiaMedica Therapeutics Inc.'s Form 10-Q reported outstanding shares.
2025-05-09Date as of which 42,883,465 shares of DiaMedica Therapeutics Inc.'s Common Stock were reported outstanding.
2025-05-13Date DiaMedica Therapeutics Inc. filed its quarterly report on Form 10-Q for the quarter ended March 31, 2025.
2025-07-21Date DiaMedica Therapeutics Inc. filed a Current Report on Form 8-K describing a private placement.
2025-07-23Date of event which requires filing of this Schedule 13G statement.
2025-07-30Signature date of the Schedule 13G filing by the Reporting Persons.

Keywords

DiaMedica Therapeutics, Beneficial Ownership, Schedule 13G, SEC Filing, Common Shares, TomEnterprise AB, Thomas von Koch, Equity Stake, Investment

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