10-K/A: DBV Technologies Files Amendment to 10-K to Update Beneficial Ownership and Registered Securities

DBV Technologies amends its annual report on Form 10-K to update beneficial ownership information and the description of registered securities.

Summary

• DBV Technologies S.A. filed Amendment No. 2 to its Annual Report on Form 10-K for the year ended December 31, 2024.
• The amendment updates the beneficial ownership table in Part III, Item 12, to correct unintentional errors in beneficial ownership information and footnotes for 5% shareholders.
• The amendment also includes an updated Description of Registered Securities, filed as Exhibit 4.5, to make immaterial updates to the disclosure in the Description of American Depositary Shares section.
• As of April 30, 2025, the registrant had 136,948,872 ordinary shares outstanding.
• The aggregate market value of voting and non-voting common equity held by non-affiliates on June 30, 2024, was $84.2 million.
• The filing includes certifications by the company's principal executive officer and principal financial officer.

Sentiment

Score: 7

Explanation: The document is a routine regulatory filing, indicating standard corporate governance and compliance. There is no indication of positive or negative sentiment, but the act of correcting errors is a positive sign of diligence.

Industry Context

This filing is a routine amendment to update shareholder information, which is a standard practice for publicly traded companies.

Comparison to Industry Standards

• Updating beneficial ownership is a standard requirement for all SEC-reporting companies.
• The level of detail provided in the beneficial ownership table is consistent with industry norms.
• The filing of amendments to correct errors is also a common practice.

Key Dates

Keywords

beneficial ownership, 10-K/A, securities, DBV Technologies, ADS, ordinary shares