4/A: Dave & Buster's CFO Files Amended SEC Form 4 to Correct Stock Award Reporting
SEC Filing (Form 4/A)
Darin Harper, CFO of Dave & Buster's Entertainment, files an amendment to a previous Form 4 to correct an error regarding a stock award.
Summary
- Darin Harper, the Chief Financial Officer of Dave & Buster's Entertainment, Inc., filed an amended Form 4 with the SEC on November 5, 2024.
- This amendment corrects a previous filing from October 9, 2024, which incorrectly reported an award of 6,056 shares of common stock.
- The corrected filing indicates that on October 8, 2024, Harper acquired 0 shares of common stock at $0, and beneficially owns 35,738 shares directly.
Sentiment
Score: 7
Explanation: The document is a routine correction of a regulatory filing. While the initial error is a minor negative, the prompt correction is a positive sign of management's attention to compliance.
Negatives
- A previous SEC filing contained incorrect information regarding a stock award to the CFO.
Risks
- Incorrect reporting of stock awards could lead to compliance issues and investor concerns.
Industry Context
Form 4 filings are standard practice for reporting changes in beneficial ownership by company insiders, ensuring transparency and compliance with SEC regulations.
Stakeholder Impact
- Corrected information ensures accurate reporting to shareholders and the public.
Key Dates
| Date | Description |
|---|---|
| 10/08/2024 | Date of transaction: Acquisition of 0 shares of common stock. |
| 10/09/2024 | Date of original Form 4 filing that contained an error. |
| 11/05/2024 | Date of amended Form 4 filing to correct the error. |
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