SCHEDULE 13G/A: Empery Asset Management Discloses 8.97% Stake in Critical Metals Corp.

Empery Asset Management, LP and its managing members have disclosed a beneficial ownership of 8.97% in Critical Metals Corp., including shares issuable from warrants, as of December 31, 2024.

Summary

• Empery Asset Management, LP, along with its managing members Ryan M. Lane and Martin D. Hoe (collectively, the "Reporting Persons"), filed an Amendment No. 1 to Schedule 13G.
• The Reporting Persons collectively beneficially own 8,147,349 Ordinary Shares of Critical Metals Corp.
• This ownership represents 8.97% of the company's Ordinary Shares.
• The reported beneficial ownership includes 1,400,000 Ordinary Shares that are issuable upon the exercise of "Reported Warrants."
• The percentage of ownership is calculated based on approximately 89,394,098 Ordinary Shares outstanding, which comprises 80,994,098 shares as of June 30, 2024, and an additional 8.4 million shares issued on July 23, 2024.
• The Reporting Persons certify that the securities were acquired and are held in the ordinary course of business and not for the purpose of changing or influencing the control of Critical Metals Corp.

Sentiment

Score: 6

Explanation: Neutral to slightly positive. The document is a factual disclosure of a significant ownership stake by an institutional investor, which can be seen as a vote of confidence. However, it contains no operational or financial performance data to assess overall company sentiment.

Positives

• A significant institutional investor, Empery Asset Management, holds a substantial stake (8.97%), which may signal confidence or strategic interest in Critical Metals Corp.'s prospects.
• The filing explicitly states that the shares were acquired and are held in the ordinary course of business and not for the purpose of changing or influencing control, indicating a passive investment approach.

Future Outlook

The document is a beneficial ownership report and does not provide forward-looking statements or guidance from Critical Metals Corp. or the Reporting Persons regarding the company's future operations or financial performance.

Management Comments

• The filing includes a certification that the securities were acquired and are held in the ordinary course of business and not for the purpose of changing or influencing the control of the issuer.

Industry Context

This filing indicates a significant investment by a specialized asset management firm in a company operating in the critical metals sector. Such investments can signal institutional interest in the long-term prospects of the critical metals industry, which is vital for various high-tech and renewable energy applications. The investment by Empery Asset Management, LP, a firm known for its opportunistic and event-driven strategies, suggests a perceived value or opportunity within Critical Metals Corp. or the broader sector.

Stakeholder Impact

• Shareholders: Increased institutional ownership may be viewed positively, potentially signaling confidence and liquidity.
• Management: Awareness of a significant passive investor on the shareholder register.

Key Dates

Recommendation

Keywords

Critical Metals Corp, Empery Asset Management, Schedule 13G, Beneficial Ownership, Ordinary Shares, Warrants, SEC Filing, Institutional Investor, Investment Management