SCHEDULE: Empery Asset Management Discloses 1.97% Stake in Critical Metals Corp.

Empery Asset Management, along with Ryan M. Lane and Martin D. Hoe, has disclosed a 1.97% beneficial ownership stake in Critical Metals Corp., totaling 1,963,288 Ordinary Shares.

Summary

• Empery Asset Management, LP, Ryan M. Lane, and Martin D. Hoe collectively reported beneficial ownership of 1,963,288 Ordinary Shares of Critical Metals Corp.
• This ownership represents 1.97% of the company's Ordinary Shares outstanding.
• The reported beneficial ownership includes 1,200,000 Ordinary Shares that are issuable upon the exercise of Reported Warrants.
• The percentage of class is calculated based on an aggregate of 98,602,178 Ordinary Shares outstanding as of April 25, 2025, as reported in the company's Prospectus Supplement on Form 424(b)(3).
• Empery Asset Management, LP serves as the investment manager for the Empery Funds, which hold these shares and warrants.
• Ryan M. Lane and Martin D. Hoe are Managing Members of Empery AM GP, LLC, the general partner of Empery Asset Management, LP, and are deemed beneficial owners due to their power to exercise investment discretion.

Sentiment

Score: 5

Explanation: The filing is a factual disclosure of beneficial ownership and does not contain information that inherently suggests positive or negative sentiment regarding the company's performance or outlook.

Positives

• The filing indicates a significant investment by Empery Asset Management, LP, holding 1,963,288 Ordinary Shares, representing 1.97% of the class, which includes shares issuable from warrants, suggesting a notable institutional interest.

Industry Context

This filing is a standard disclosure of beneficial ownership by an investment manager and its principals, reflecting their passive investment stake in Critical Metals Corp. It does not provide broader industry trends or competitive analysis.

Stakeholder Impact

• Shareholders: Provides transparency regarding a significant institutional investor's stake in the company, which can influence market perception and trading activity.

Key Dates

Keywords

Critical Metals Corp., Empery Asset Management, Beneficial Ownership, Schedule 13G, Ordinary Shares, Warrants, Investment Management, SEC Filing