SCHEDULE 13G/A: Investment Firms and Individuals Disclose Passive Stakes in CreditRiskMonitor.com Inc.
Beneficial Ownership Report
Caldwell Sutter Capital, Inc., along with Joseph F. Helmer and Joseph Raymond, have disclosed passive beneficial ownership exceeding 5% in CreditRiskMonitor.com Inc.'s common stock.
Summary
- Caldwell Sutter Capital, Inc., a California corporation, Broker Dealer, and registered Investment Advisor, has filed an amended Schedule 13G for CreditRiskMonitor.com Inc.
- Joseph F. Helmer, President and an investment advisor to Caldwell Sutter, and Joseph Raymond, also an investment advisor to Caldwell Sutter, are co-filing this Schedule 13G.
- Caldwell Sutter Capital, Inc. beneficially owns 533,270 shares of CreditRiskMonitor.com Inc. common stock, representing 4.9% of the class.
- Joseph F. Helmer beneficially owns an aggregate of 547,670 shares, representing 5.1% of the class.
- Joseph Raymond beneficially owns an aggregate of 541,825 shares, representing 5.0% of the class.
- The beneficial ownership percentages are calculated based on 10,772,401 shares of Common Stock outstanding as of November 14, 2024, as reported in the Issuer's Quarterly Report on Form 10-Q.
- The shares are primarily held in client accounts managed by Caldwell Sutter, with the reporting persons having shared dispositive power over these shares, and some individuals also holding shares directly with sole voting and dispositive power.
Sentiment
Score: 5
Explanation: A Schedule 13G filing is a routine disclosure of passive beneficial ownership and typically has a neutral impact on sentiment unless it signals a significant new investor or a change in investment strategy (which is not indicated here).
Future Outlook
NA
Industry Context
This filing is a routine disclosure of passive beneficial ownership and does not provide specific insights into broader industry trends or competitive landscape for CreditRiskMonitor.com Inc.
Stakeholder Impact
- Shareholders: Provides transparency regarding significant passive ownership stakes, which can offer insights into institutional interest in the company.
Key Dates
| Date | Description |
|---|---|
| 2024-11-14 | Date as of which 10,772,401 shares of Common Stock were outstanding, as reported in the Issuer's Quarterly Report on Form 10-Q. |
| 2024-12-31 | Date of event which requires filing of this statement. |
| 2025-02-11 | Date of filing of the Schedule 13G Amendment No. 1. |
Keywords
CreditRiskMonitor.com Inc., CRRM, Schedule 13G, Beneficial Ownership, Caldwell Sutter Capital, Joseph F. Helmer, Joseph Raymond, Investment Advisor, Broker Dealer, Passive Investment, Common Stock
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