Form 4: Creative Realities Director Lytton Reports Stock Transactions, Agrees to Repay Profits

Laurence W. Lytton, a director at Creative Realities, Inc., reported several transactions involving the company's common stock and agreed to return profits from matchable transactions under Section 16(b).

Summary

• Laurence W. Lytton, a director of Creative Realities, Inc. (CREX), filed a Form 4 detailing changes in his beneficial ownership of the company's common stock.
• The reported transactions include the purchase of 1,000 shares on December 8, 2023, at $1.955 per share and 10,000 shares on December 12, 2023, at $1.8967 per share.
• Lytton also reported the sale of 4,600 shares on January 18, 2024, at $2.6704 per share, 4,800 shares on January 22, 2024, at $2.813 per share, and 5,400 shares on January 23, 2024, at $2.9602 per share.
• Following these transactions, Lytton's beneficial ownership stands at 1,037,404 shares of common stock.
• Lytton has agreed to pay the Issuer $9,391.80, representing the aggregate profit realized from transactions matchable under Section 16(b) of the Securities Exchange Act of 1934.

Sentiment

Score: 5

Explanation: The document is a standard regulatory filing, with a neutral sentiment. The repayment of profits is a slightly negative factor.

Negatives

• The transactions were matchable under Section 16(b) of the Securities Exchange Act of 1934, requiring the reporting person to return the aggregate profit.

Risks

• The requirement to repay profits indicates potential scrutiny of the transactions under securities regulations.

Industry Context

Form 4 filings are a routine part of insider trading regulations, providing transparency into the transactions of company insiders.

Stakeholder Impact

• Shareholders may be interested in the trading activity of company insiders.

Key Dates