Form 4: Corebridge Financial Executive Caldwell Jr. Reports Stock Transaction

Sentiment:

SEC Form 4 Filing


Steven Douglas Caldwell Jr., Chief Risk Officer of Corebridge Financial, reports the withholding of shares to cover taxes upon vesting of restricted stock units.

Summary

  • On March 3, 2025, Steven Douglas Caldwell Jr., Chief Risk Officer of Corebridge Financial, Inc., reported a transaction involving the company's common stock.
  • 11,724 shares were withheld to cover taxes upon the vesting of restricted stock units (RSUs).
  • The price per share for the tax withholding was $34.68, representing the closing price of Corebridge Financial Inc.'s Common Stock on February 28, 2025.
  • Following the transaction, Caldwell's beneficial ownership includes 13,115 shares, including RSUs.
  • The report also reflects an additional 676 shares that were inadvertently omitted from the reporting person's February 22, 2024 Form 4, amended on February 28, 2025.

Sentiment

Score: 5

Explanation: The document is a standard SEC filing related to stock transactions, indicating a neutral sentiment.

Industry Context

This filing is a routine disclosure related to executive compensation and stock ownership, common in publicly traded companies.

Stakeholder Impact

  • The transaction has a minor impact on shareholders as it relates to executive compensation and stock ownership.

Key Dates

DateDescription
February 22, 2024Date of original Form 4 filing that inadvertently omitted 676 shares
February 28, 2025Closing price of Corebridge Financial Inc.'s Common Stock, par value $0.01 per share, on this date was $34.68
February 28, 2025Date of amendment to February 22, 2024 Form 4
March 3, 2025Date of the reported transaction (stock withholding for taxes)
March 5, 2025Date of signature on the Form 4 filing

Keywords

Corebridge Financial, Caldwell, Stock Transaction, Form 4, RSUs, Beneficial Ownership, Tax Withholding

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