Form 4: Core & Main Executive Vice President John R. Schaller Reports Stock Transactions

Sentiment:

SEC Form 4 Filing


Executive Vice President John R. Schaller reports the vesting of stock options and subsequent sale of shares under a pre-arranged 10b5-1 trading plan.

Summary

  • John R. Schaller, Executive Vice President of Core & Main, Inc., reported transactions involving Class A Common Stock on March 11, 2025.
  • These transactions included the vesting of 19,292 stock options at an exercise price of $20.81, and the subsequent sale of 19,292 shares at $45.00 per share.
  • Additionally, 978 shares were withheld by the issuer for tax purposes related to the vesting of restricted stock units (RSUs).
  • Following these transactions, Schaller directly owns 15,474 shares of Class A Common Stock and options to purchase 0 shares.
  • The sales were executed under a Rule 10b5-1 trading plan adopted on October 11, 2024.

Sentiment

Score: 5

Explanation: The sentiment is neutral as the filing simply reports transactions by an executive under a pre-arranged trading plan. There is no indication of positive or negative implications for the company.

Industry Context

Form 4 filings are a routine part of the regulatory landscape, providing transparency into the transactions of company insiders. The use of a 10b5-1 plan suggests a pre-planned and orderly approach to selling shares.

Key Dates

DateDescription
10/11/2024Date of adoption of Rule 10b5-1 trading plan.
03/11/2023First vesting date of options.
03/11/2024Second vesting date of options.
03/11/2025Date of transactions: vesting of options, sale of shares, and tax withholding.
03/10/2032Expiration date of options.
03/13/2025Date of Form 4 filing.

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