Form 4: ConnectOne Bancorp Officer Reports Stock Transactions

ConnectOne Bancorp's EVP & Chief Compliance Officer, Laura Criscione, reported the disposition of common stock shares related to tax withholdings from vested deferred stock units.

Summary

• Laura Criscione, EVP & Chief Compliance Officer of ConnectOne Bancorp, Inc. (CNOB), reported changes in beneficial ownership of common stock.
• On March 20, 2026, 832 shares of common stock were disposed of at a price of $25.95 per share, representing shares withheld for taxes upon the vesting of deferred stock units granted on March 20, 2023.
• Also on March 20, 2026, an additional 508 shares of common stock were disposed of at $25.95 per share for tax withholdings related to the vesting of deferred stock units granted on March 20, 2025.
• On March 23, 2026, 560 shares of common stock were disposed of at $26.72 per share for tax withholdings upon the vesting of deferred stock units granted on March 22, 2024. The transaction occurred on the first business day following the March 22, 2026 vesting date.
• Following these transactions, Laura Criscione directly beneficially owns 100,118 shares of common stock.
• Additionally, 780 shares of common stock are indirectly beneficially owned as custodian for her daughter.

Sentiment

Score: 5

Explanation: StockSavvy.ai views this as a neutral event, as the reported transactions are routine tax withholdings associated with the vesting of deferred stock units, not discretionary sales or purchases, and thus do not indicate a change in company fundamentals or insider sentiment.

Future Outlook

This filing does not contain any forward-looking statements or guidance regarding the company's future performance or outlook.

Industry Context

StockSavvy.ai notes that Form 4 filings are standard disclosures for insider transactions, providing transparency into executive stock ownership changes, often related to compensation vesting and tax obligations. These routine transactions are common across the financial services industry for executives receiving equity-based compensation.

Related Party Transactions

• Indirect beneficial ownership of 780 shares held as custodian for daughter.

Stakeholder Impact

• Shareholders: Provides transparency into executive compensation practices and stock ownership changes, which is a standard aspect of corporate governance.

Key Dates

Recommendation

This Form 4 filing details routine tax withholdings related to the vesting of deferred stock units for an executive. It does not provide new material information regarding the company's operational performance, financial health, or strategic direction that would warrant a change in investment recommendation. Therefore, a 'hold' recommendation is appropriate as the filing is neutral in its implications for the stock's value.

Keywords

ConnectOne Bancorp, CNOB, Laura Criscione, Form 4, Insider Transaction, Stock Ownership, Deferred Stock Units, Tax Withholding, Beneficial Ownership