4/A: ConnectOne Bancorp Director Mark Sokolich Amends Form 4 to Include Additional Shares Acquired Through Dividend Reinvestment Plan

Mark Sokolich, a director at ConnectOne Bancorp, amends his Form 4 filing to include an additional 3,417.28 shares acquired through the company's Dividend Reinvestment & Optional Cash Purchase Plan.

Summary

• Director Mark Sokolich amended his Form 4 filing on March 20, 2024, to correct an omission in the original filing from June 5, 2023.
• The amendment includes an additional 3,417.28 shares acquired through ConnectOne Bancorp's Dividend Reinvestment & Optional Cash Purchase Plan.
• The director also acquired 4,253 shares of restricted stock on June 1, 2023, vesting in full on May 1, 2024.
• Following the reported transactions, Sokolich beneficially owns 98,981.3307 shares of ConnectOne Bancorp common stock, which includes 3,608.95 shares acquired through the Dividend Reinvestment & Optional Cash Purchase Plan.

Sentiment

Score: 6

Explanation: The document is a routine regulatory filing. The amendment corrects a clerical error, which is neutral. The director's participation in the dividend reinvestment plan is a slightly positive signal.

Positives

• The director's participation in the Dividend Reinvestment & Optional Cash Purchase Plan demonstrates confidence in the company's future.

Industry Context

Form 4 filings are standard practice and provide transparency into the transactions of company insiders.

Stakeholder Impact

• The amended filing provides shareholders with a more accurate view of the director's holdings in the company.

Key Dates