Form 4: Carlyle Group Affiliates Sell Complete Solaria Shares Under 10b5-1 Plan

Carlyle Group affiliates sold 28,438 shares of Complete Solaria, Inc. at a weighted average price of $2.0054 per share, as part of a pre-arranged 10b5-1 trading plan.

Summary

• CRSEF Solis Holdings, L.L.C., an affiliate of The Carlyle Group, sold 28,438 shares of Complete Solaria, Inc. common stock.
• The sale occurred on December 2, 2024, at a weighted average price of $2.0054 per share.
• The shares were sold under a pre-arranged Rule 10b5-1 trading plan adopted on September 6, 2024.
• The transactions were executed in multiple trades with prices ranging from $2.00 to $2.05 per share.
• Following the transaction, CRSEF Solis Holdings, L.L.C. still beneficially owns 1,992,427 shares indirectly.
• Multiple entities within the Carlyle Group structure are deemed to share beneficial ownership of these shares.

Sentiment

Score: 5

Explanation: The document reflects a routine transaction under a pre-arranged trading plan, with no indication of positive or negative sentiment.

Industry Context

This transaction reflects routine trading activity by a major shareholder and is not necessarily indicative of a change in the company's prospects or the broader solar industry.

Comparison to Industry Standards

• Rule 10b5-1 plans are a common mechanism for insiders to sell shares without being accused of trading on non-public information.
• The sale of shares by a major shareholder is a normal part of market activity and is not unusual for companies with institutional investors.
• The price range of $2.00 to $2.05 is within the expected range for a stock with this level of volatility.

Stakeholder Impact

• The share sale may have a minor impact on the stock price, but it is unlikely to significantly affect other stakeholders.

Key Dates

Keywords

Complete Solaria, Carlyle Group, Share Sale, Form 4, 10b5-1 Plan, Beneficial Ownership, Equity Securities