SCHEDULE 13G/A: COMPASS PATHWAYS PLC Founders Update Significant Beneficial Ownership Stakes
Beneficial Ownership Report
George Jay Goldsmith and Ekaterina Malievskaia, co-founders of COMPASS PATHWAYS PLC, have updated their beneficial ownership stakes, collectively holding over 5% of the company's ordinary shares.
Summary
- George Jay Goldsmith beneficially owns 2,369,156 Ordinary Shares of COMPASS PATHWAYS PLC, representing approximately 2.56% of the outstanding shares.
- Mr. Goldsmith's ownership includes 2,179,653 Ordinary Shares and 189,503 Ordinary Shares subject to stock options exercisable within 60 days of December 31, 2024.
- Ekaterina Malievskaia beneficially owns 2,307,662 Ordinary Shares, representing approximately 2.49% of the outstanding shares.
- Dr. Malievskaia's ownership includes 2,176,694 Ordinary Shares and 130,968 Ordinary Shares subject to stock options exercisable within 60 days of December 31, 2024.
- Collectively, Mr. Goldsmith and Dr. Malievskaia beneficially own 5.04% of the outstanding Ordinary Shares.
- The beneficial ownership percentages are calculated based on 92,423,796 Ordinary Shares outstanding as of January 13, 2025, as disclosed in the Issuer's Prospectus Supplement on Form 424b(5) filed on January 10, 2025.
- This filing is an Amendment No. 3 to Schedule 13G, updating previous beneficial ownership disclosures.
Sentiment
Score: 5
Explanation: Neutral, as this is a factual regulatory filing about beneficial ownership, not containing performance or strategic updates.
Future Outlook
NA
Industry Context
NA
Stakeholder Impact
- Shareholders: Provides transparency on significant insider ownership stakes, confirming the continued substantial holdings of the company's co-founders.
Key Dates
| Date | Description |
|---|---|
| 2023-06-06 | Date Power of Attorney for George Jay Goldsmith was previously filed. |
| 2023-11-02 | Date Power of Attorney for Ekaterina Malievskaia was previously filed. |
| 2024-12-31 | Date of event which requires filing of this statement. |
| 2025-01-10 | Date Issuer's Prospectus Supplement on Form 424b(5) was filed, disclosing outstanding shares. |
| 2025-01-13 | Date as of which 92,423,796 Ordinary Shares were outstanding. |
| 2025-02-13 | Date of filing of this Schedule 13G Amendment No. 3. |
Keywords
COMPASS PATHWAYS PLC, CMPS, Schedule 13G, beneficial ownership, George Jay Goldsmith, Ekaterina Malievskaia, shareholding, SEC filing, ordinary shares
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