SCHEDULE 13G/A: COMPASS PATHWAYS PLC Co-Founders Update Beneficial Ownership in Latest SEC Filing
Beneficial Ownership Report
Co-founders George Jay Goldsmith and Ekaterina Malievskaia have filed an amendment to their Schedule 13G, detailing their updated beneficial ownership stakes in COMPASS PATHWAYS PLC.
Summary
- George Jay Goldsmith beneficially owns 2,239,822 Ordinary Shares of COMPASS PATHWAYS PLC, representing approximately 2.41% of the company's outstanding shares.
- Mr. Goldsmith's ownership includes 2,050,319 Ordinary Shares and 189,503 Ordinary Shares subject to a stock option exercisable within 60 days of March 31, 2025.
- Ekaterina Malievskaia beneficially owns 2,158,286 Ordinary Shares, representing approximately 2.33% of COMPASS PATHWAYS PLC's outstanding shares.
- Dr. Malievskaia's ownership includes 2,027,318 Ordinary Shares and 130,968 Ordinary Shares subject to a stock option exercisable within 60 days of March 31, 2025.
- The combined beneficial ownership of Mr. Goldsmith and Dr. Malievskaia totals approximately 4.73% of the class.
- These percentages are calculated based on 92,673,132 Ordinary Shares outstanding as of February 24, 2025, as disclosed in the Issuer's Annual Report on Form 10-K filed on February 27, 2025.
- Both reporting persons are citizens of the United Kingdom and reside in London, serving as co-founders of the company.
Sentiment
Score: 5
Explanation: The document is a routine regulatory filing (Schedule 13G Amendment) reporting beneficial ownership. It contains factual data without expressing positive or negative sentiment regarding company performance or outlook.
Positives
- Continued significant beneficial ownership by co-founders George Jay Goldsmith and Ekaterina Malievskaia, indicating ongoing alignment with shareholder interests.
Negatives
- No specific negatives are detailed in this beneficial ownership report.
Risks
- No specific risks related to the company's operations or financial health are detailed in this beneficial ownership report.
Future Outlook
This document, a Schedule 13G amendment, focuses solely on beneficial ownership reporting and does not contain any forward-looking statements or guidance regarding the company's future outlook.
Industry Context
This Schedule 13G filing is a routine beneficial ownership disclosure specific to COMPASS PATHWAYS PLC and does not provide broader industry context or trends.
Comparison to Industry Standards
- This document is a beneficial ownership report and does not contain information suitable for comparison to industry standards, specific comparable companies, projects, or results.
Related Party Transactions
- The reporting persons, George Jay Goldsmith and Ekaterina Malievskaia, are married to each other; however, each expressly disclaims beneficial ownership of the securities held by the other.
Stakeholder Impact
- Shareholders are informed of the beneficial ownership stakes held by co-founders George Jay Goldsmith and Ekaterina Malievskaia, providing transparency regarding insider holdings.
Next Steps
- This regulatory filing does not outline any specific future actions, events, or milestones for the company or the reporting persons beyond the ongoing compliance requirements.
Key Dates
| Date | Description |
|---|---|
| 2023-06-06 | Date Power of Attorney for George Jay Goldsmith was previously filed as Exhibit 24 to a Form 4. |
| 2023-11-02 | Date Power of Attorney for Ekaterina Malievskaia was previously filed as Exhibit 24 to a Form 4. |
| 2025-02-24 | Date as of which 92,673,132 Ordinary Shares were outstanding, used for percentage calculation. |
| 2025-02-27 | Date Issuer's Annual Report on Form 10-K was filed with the SEC. |
| 2025-03-31 | Date of event which requires filing of this statement. |
| 2025-04-15 | Filing date of this Schedule 13G Amendment No. 4. |
Keywords
COMPASS PATHWAYS PLC, CMPS, Schedule 13G, beneficial ownership, insider ownership, George Jay Goldsmith, Ekaterina Malievskaia, ordinary shares, SEC filing, corporate governance
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