Form 4: Columbia Financial Inc. Executive Reports Stock Transactions

Sentiment:

SEC Form 4


Allyson Katz Schlesinger, SEVP & Head of Consumer Banking at Columbia Financial, Inc., reports acquisition of common stock and holdings in derivative securities.

Summary

  • On May 16, 2025, Allyson Katz Schlesinger, SEVP & Head of Consumer Banking at Columbia Financial, Inc. [CLBK], reported transactions related to the company's stock.
  • These transactions include the acquisition of 22.0145 shares of common stock at a price of $15.2, through a stock-based deferral plan.
  • Schlesinger also holds directly 64,281 shares of common stock.
  • Additionally, Schlesinger has indirect ownership through various plans such as ESOP (6,683 shares), SERP (6,459 shares), SIM (4,683 shares), Stock Award II (14,470 shares), Stock Award III (12,672 shares), and Stock Award IV (12,288 shares).
  • The report also details Schlesinger's holdings in stock options with various exercise prices and expiration dates, granted under the Columbia Financial, Inc. 2019 Equity Incentive Plan.

Sentiment

Score: 5

Explanation: The document is a standard regulatory filing, so the sentiment is neutral.

Industry Context

This filing is a routine disclosure of stock transactions by a company executive, as required by the SEC. It provides transparency into the executive's holdings and transactions in the company's stock.

Stakeholder Impact

  • The filing provides transparency to shareholders regarding executive compensation and ownership.

Key Dates

DateDescription
07/23/2020Date from which stock options with an exercise price of $15.6 are exercisable.
05/01/2024Date from which stock options with an exercise price of $15.94 vest in annual installments.
05/01/2024Date from which 25% of Stock Awards II vest in annual installments.
03/06/2025Date from which stock options with an exercise price of $16.49 vest in annual installments.
03/06/2025Date from which 25% of Stock Awards III vest in annual installments.
03/03/2026Date from which stock options with an exercise price of $16.23 vest in annual installments.
03/03/2028Date on which Stock Awards IV would vest if certain performance-based criteria are achieved.
07/23/2029Expiration date for stock options with an exercise price of $15.6.
05/01/2033Expiration date for stock options with an exercise price of $15.94.
03/06/2034Expiration date for stock options with an exercise price of $16.49.
03/03/2035Expiration date for stock options with an exercise price of $16.23.
05/16/2025Date of the reported transactions.
05/20/2025Date of signature for the report.

Keywords

Form 4, Beneficial Ownership, Stock Options, Common Stock, Columbia Financial Inc., CLBK, Allyson Katz Schlesinger, Equity Incentive Plan

Disclaimer:The information provided here is for general informational purposes only and does not constitute financial advice, recommendation, or endorsement of any kind. It may contain errors or omissions. You should not rely on this information to make financial decisions. Always seek the advice of a qualified financial professional before making any investment or financial decisions. Use of this information is at your own risk.