Form 4: Cohen & Co Inc. Officer Douglas Listman Reports Acquisition of 10,000 Shares

Douglas Listman, Chief Accounting Officer of Cohen & Co Inc., reports acquiring 10,000 shares of common stock as part of a restricted stock award.

Summary

• On December 20, 2024, Douglas Listman, the Chief Accounting Officer of Cohen & Co Inc., filed a Form 4.
• The filing reports the acquisition of 10,000 shares of Cohen & Co Inc. common stock.
• These shares were awarded as restricted stock under the company's 2020 Long-Term Incentive Plan.
• The restrictions on the shares will lapse in three equal installments on January 31, 2026, January 31, 2027, and January 31, 2028.
• Following the transaction, Mr. Listman directly owns 21,997 shares of Cohen & Co Inc. common stock.

Sentiment

Score: 5

Explanation: The document is a standard regulatory filing and does not convey any particularly positive or negative sentiment. It simply reports a transaction.

Positives

• The grant of restricted stock aligns Mr. Listman's interests with those of the shareholders.
• The vesting schedule encourages long-term commitment from the Chief Accounting Officer.

Future Outlook

The document does not contain any specific forward-looking statements regarding the company's future performance.

Industry Context

Form 4 filings are a routine part of regulatory compliance for publicly traded companies, providing transparency into the transactions of company insiders.

Stakeholder Impact

• The transaction provides transparency to shareholders regarding insider ownership.
• The restricted stock award incentivizes the Chief Accounting Officer, potentially benefiting shareholders through improved company performance.

Key Dates