Form 4: Cohen & Co Inc. Executive Douglas Listman Reports Stock Transaction

Douglas Listman, Chief Accounting Officer of Cohen & Co Inc., reports the withholding of 1,811 common stock shares to cover tax liabilities related to vested restricted stock.

Summary

• On February 4, 2025, Douglas Listman, the Chief Accounting Officer of Cohen & Co Inc., reported a transaction involving the company's common stock.
• The transaction involved the withholding of 1,811 shares of common stock by Cohen & Co Inc. to cover tax liabilities.
• These tax liabilities were incurred by Mr. Listman in connection with the vesting of 5,000 shares of restricted stock on January 31, 2025.
• The shares were granted to Mr. Listman under the company's 2020 Long-Term Incentive Plan, as amended.
• Following the transaction, Mr. Listman directly owns 20,186 shares of Cohen & Co Inc. common stock.

Sentiment

Score: 5

Explanation: The document is a routine regulatory filing detailing a stock transaction related to tax obligations, indicating a neutral sentiment.

Industry Context

Form 4 filings are standard disclosures required by the SEC to ensure transparency in insider trading activities, providing investors with insights into the actions of company executives and their confidence in the company's stock.

Stakeholder Impact

• The transaction has a minimal direct impact on stakeholders, as it is a standard procedure for covering tax liabilities related to executive compensation.

Key Dates