4/A: CME Group CFO Lynne Fitzpatrick Amends SEC Filing to Correct Transaction Code

Lynne Fitzpatrick, CFO of CME Group, amends her Form 4 filing to correct a clerical error in the transaction code related to the surrender of shares for tax obligations and the acquisition of shares.

Summary

• Lynne Fitzpatrick, the Senior Managing Director and CFO of CME Group Inc., filed an amended Form 4 with the SEC.
• The amendment corrects a clerical error in the transaction code from the original filing on September 17, 2024.
• On September 15, 2024, Fitzpatrick surrendered 754 shares of Common Stock Class A to cover tax withholding obligations at a price of $216.99 per share.
• On September 16, 2024, Fitzpatrick acquired 3,604 shares of Common Stock Class A at a price of $218.53 per share.
• Following these transactions, Fitzpatrick directly owns 16,865 shares of CME Group Inc. Common Stock Class A.

Sentiment

Score: 7

Explanation: The document is a routine regulatory filing detailing stock transactions. The amendment suggests attention to detail and compliance, which is moderately positive.

Industry Context

This filing is a routine disclosure related to executive compensation and stock ownership, common among publicly traded companies like CME Group.

Comparison to Industry Standards

• Executive stock transactions are a common occurrence in publicly traded companies.
• Similar filings are made by executives at companies like Intercontinental Exchange (ICE) and Nasdaq, Inc. (NDAQ) when they buy or sell company stock.
• The number of shares involved and the transaction prices are typical for executive compensation packages in the financial services industry.

Stakeholder Impact

• The filing provides transparency to shareholders regarding executive stock ownership.
• It assures stakeholders that the CFO is compliant with SEC regulations.

Key Dates