Form 4: Clover Health CEO Andrew Toy Disposes of Shares to Cover Tax Obligations

Sentiment:

SEC Form 4 Filing


Andrew Toy, CEO of Clover Health, disposed of 85,367 shares of Class A Common Stock on November 8, 2024, to cover tax obligations related to the vesting of restricted stock units.

Summary

  • On November 8, 2024, Andrew Toy, the CEO of Clover Health, disposed of 85,367 shares of Class A Common Stock.
  • The shares were disposed of to cover tax obligations arising from the vesting of 6.25% of the original time-based restricted stock units (RSUs) granted to Mr. Toy on August 8, 2022.
  • The price per share for the transaction was $3.41.
  • Following the transaction, Mr. Toy beneficially owns 11,627,782 shares of Class A Common Stock directly.
  • The remaining RSUs will vest quarterly in equal installments of 6.25%, with the final vesting date on August 8, 2026, contingent upon Mr. Toy's continued service.

Sentiment

Score: 5

Explanation: This is a routine transaction related to executive compensation and does not indicate a significant positive or negative sentiment.

Future Outlook

The remaining RSUs will continue to vest quarterly until August 8, 2026, subject to Mr. Toy's continued service.

Industry Context

Form 4 filings are a routine part of executive compensation and provide transparency into insider transactions. This filing reflects the standard practice of executives covering tax obligations related to equity compensation.

Stakeholder Impact

  • The transaction has a minimal direct impact on stakeholders as it is a routine disposal of shares for tax purposes.

Key Dates

DateDescription
08/08/2022Original grant date of time-based restricted stock units (RSUs) to Andrew Toy
08/10/2022Date of Form 4 filing reporting the original grant of RSUs
11/08/2024Date of transaction: Disposal of shares to cover tax obligations upon RSU vesting
08/08/2026Final vesting date for the remaining RSUs
11/12/2024Date of signature on the Form 4 filing

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