SCHEDULE 13G/A: Morgan Stanley Discloses 6.5% Stake in ClearBridge Energy Midstream Opportunity Fund

Morgan Stanley and its subsidiary, Morgan Stanley Smith Barney LLC, have filed an amended Schedule 13G, revealing a combined beneficial ownership of 6.5% in ClearBridge Energy Midstream Opportunity Fund Inc.'s common stock as of December 31, 2024.

Summary

• Morgan Stanley and its wholly-owned subsidiary, Morgan Stanley Smith Barney LLC, are the reporting persons in this Schedule 13G filing.
• The filing indicates a beneficial ownership of 1,175,085 shares of Common Stock in ClearBridge Energy Midstream Opportunity Fund Inc. by Morgan Stanley.
• Morgan Stanley Smith Barney LLC beneficially owns 1,174,901 shares of Common Stock in the same issuer.
• Both reporting entities represent a 6.5% ownership stake in the class of securities.
• The securities were acquired and are held in the ordinary course of business and not for the purpose of changing or influencing control of the issuer.
• The principal executive offices of ClearBridge Energy Midstream Opportunity Fund Inc. are located at 620 Eighth Avenue, 47th Floor, New York, NY 10018, United States.
• The principal business office for both Morgan Stanley and Morgan Stanley Smith Barney LLC is 1585 Broadway, New York, NY 10036.

Sentiment

Score: 5

Explanation: The document is a factual disclosure of beneficial ownership and does not contain information that would typically indicate positive or negative sentiment regarding the issuer's performance or outlook.

Positives

• The filing demonstrates transparency regarding significant ownership stakes in ClearBridge Energy Midstream Opportunity Fund Inc.
• The reporting persons certify that the securities are held in the ordinary course of business and not for control purposes, indicating a passive investment intent.

Negatives

• The document does not contain information that would typically be categorized as 'negatives' regarding the issuer's performance or outlook, as it is a beneficial ownership report.

Risks

• The document includes a standard legal warning that intentional misstatements or omissions of fact constitute federal criminal violations (see 18 U.S.C. 1001).

Future Outlook

The document does not provide any forward-looking statements or guidance regarding the issuer's future performance or the reporting persons' future investment intentions beyond the certification that the shares are held in the ordinary course of business.

Industry Context

This filing reflects a significant institutional investment by a major financial services firm, Morgan Stanley, in a fund focused on the energy midstream sector. Such disclosures provide transparency into institutional holdings within specific industry segments.

Legal Proceedings

• The document contains a standard legal warning that intentional misstatements or omissions of fact constitute federal criminal violations (18 U.S.C. 1001).

Related Party Transactions

• Morgan Stanley Smith Barney LLC is identified as a wholly-owned subsidiary of Morgan Stanley, and both entities are reporting persons for the beneficial ownership of ClearBridge Energy Midstream Opportunity Fund Inc. common stock.

Stakeholder Impact

• Shareholders of ClearBridge Energy Midstream Opportunity Fund Inc. are impacted by the disclosure of a significant institutional holder, which can influence market perception and liquidity.
• Regulatory authorities gain transparency into significant ownership stakes, ensuring compliance with reporting requirements.

Key Dates

Keywords

Morgan Stanley, ClearBridge Energy Midstream Opportunity Fund, Schedule 13G, Beneficial Ownership, Common Stock, Investment, SEC Filing, Financial Disclosure, Institutional Ownership