Form 4: Clean Energy CEO Acquires Significant Stock Warrants

Clean Energy Technologies, Inc. CEO Kambiz Mahdi, through a family trust, acquired a warrant to purchase over 650,000 shares of company common stock.

Summary

• Kambiz Mahdi, CEO and Director of Clean Energy Technologies, Inc. (CETY), through The Kambiz & Bahareh Mahdi Living Trust, acquired a Common Stock Purchase Warrant.
• The warrant was purchased from Mast Hill Fund, L.P. for $10.00.
• The transaction closed on December 15, 2025, following an agreement made on December 12, 2025.
• The warrant entitles the holder to purchase 650,561 shares of CETY common stock.
• The exercise price for the shares is $2.50 per share.
• The warrant is exercisable from February 27, 2024, and expires on February 27, 2030.
• The ownership of the warrant is indirect, held by The Kambiz & Bahareh Mahdi Living Trust.

Sentiment

Score: 8

Explanation: The acquisition of a significant warrant position by the CEO is a strong positive signal, indicating high confidence in the company's future value and performance.

Positives

• The CEO's acquisition of a significant warrant stake signals strong confidence in the company's future prospects and valuation.
• The low purchase price of the warrant itself ($10.00) suggests a strategic move to secure future equity at a fixed exercise price.

Negatives

• The exercise of the warrant in the future could lead to dilution for existing shareholders, as it represents an increase in the total number of outstanding shares.

Risks

• Potential future dilution of existing shareholders if the warrant is exercised.
• The value of the warrant and the underlying shares is subject to market price fluctuations of Clean Energy Technologies, Inc. common stock.

Future Outlook

The filing does not contain explicit forward-looking statements or guidance beyond the terms of the warrant itself, which allows for future equity acquisition.

Industry Context

This insider transaction reflects a direct investment by the CEO into the company's equity, which can be interpreted as a positive signal of management's belief in the company's future performance within the clean energy sector. While not directly tied to broader industry trends, it suggests internal confidence amidst market dynamics.

Related Party Transactions

• The transaction involves The Kambiz & Bahareh Mahdi Living Trust, which is beneficially owned by the Company's CEO, Kambiz Mahdi, making it a related party transaction.

Stakeholder Impact

• Shareholders may view the CEO's increased stake as a positive indicator of management's commitment and belief in the company's long-term success.
• Potential future dilution for existing shareholders if the warrant is exercised, although this is offset by the positive signal of insider confidence.

Next Steps

• The Mahdi Trust may choose to exercise the warrant to acquire common stock at the specified exercise price before the expiration date.

Key Dates

Recommendation

The CEO's acquisition of a significant warrant position is a strong vote of confidence, typically viewed positively by the market. While this single transaction doesn't fundamentally alter the company's operational or financial standing, it provides a positive sentiment boost. Investors should 'hold' and monitor future developments, as this insider buying suggests potential upside, but further analysis of the company's fundamentals is required for a stronger recommendation.

Keywords

CETY, Clean Energy Technologies, Kambiz Mahdi, Form 4, Insider Transaction, Stock Warrant, Beneficial Ownership, CEO, Equity Acquisition