Form 4: CION Investment Corp Officer Stephen Roman Reports Acquisition of 600 Shares

Stephen Roman, CCO & Secretary of CION Investment Corp, reports the acquisition of 600 shares of common stock at $9.48 per share.

Summary

• On May 22, 2025, Stephen Roman, the Chief Compliance Officer and Secretary of CION Investment Corp, acquired 600 shares of CION common stock.
• The shares were purchased at a price of $9.48 per share.
• Following the transaction, Roman directly owns 12,890.97 shares of CION common stock, which includes 3,000.97 shares acquired through the company's distribution reinvestment plan.

Sentiment

Score: 5

Explanation: The sentiment is neutral as it's a standard reporting of an insider transaction. The purchase itself could be seen as slightly positive, but the filing is simply a regulatory requirement.

Positives

• The officer's purchase of shares could be seen as a positive signal, indicating confidence in the company's future prospects.

Industry Context

Form 4 filings are a routine part of insider trading regulations, providing transparency into the transactions of company officers and directors.

Stakeholder Impact

• The transaction may have a minor positive impact on shareholder sentiment.

Key Dates

Keywords

CION Investment Corp, Stephen Roman, CCO, Secretary, Form 4, Beneficial Ownership, Common Stock, Acquisition, Distribution Reinvestment Plan