Form 4: CION Investment Corp Co-CEO Mark Gatto Reports Acquisition of Common Stock

Mark Gatto, Co-Chairman & Co-CEO of CION Investment Corp, reports the acquisition of 2,070 shares of common stock at $9.66 per share.

Summary

• On May 12, 2025, Mark Gatto, Co-Chairman & Co-CEO of CION Investment Corp, acquired 2,070 shares of common stock at a price of $9.66 per share.
• Following the transaction, Gatto directly owns 3,070 shares.
• Gatto also has indirect ownership through the CION Investment Group, LLC (CIG) and the Gatto Living Trust, but disclaims beneficial ownership of shares held by CIG except to the extent of his pecuniary interest.
• The report also clarifies shares held in custodial accounts for the Reporting Person's children are not included.

Sentiment

Score: 5

Explanation: This is a routine regulatory filing, so the sentiment is neutral. It simply reports a transaction.

Industry Context

Form 4 filings are standard practice for corporate insiders to report transactions in their company's stock, ensuring transparency and compliance with securities regulations.

Comparison to Industry Standards

• Form 4 filings are a standard regulatory requirement for corporate insiders in the United States, similar to filings required of directors and officers of public companies globally.
• The reporting requirements are comparable to those of other publicly traded investment corporations, such as Ares Capital Corporation and Prospect Capital Corporation, where insiders must disclose their transactions in company stock.

Stakeholder Impact

• The transaction could have a minor positive impact on shareholder confidence, as it signals that a company executive is investing in the company's stock.

Key Dates

Keywords

CION Investment Corp, Mark Gatto, Form 4, Beneficial Ownership, Common Stock, Acquisition, Securities