Form 4: CION Investment Corp CCO Stephen Roman Reports Acquisition of Common Stock

Stephen Roman, CCO & Secretary of CION Investment Corp, reports the acquisition of 455 shares of common stock at $10.93 per share on March 17, 2025, bringing his total holdings to 11,809.45 shares.

Summary

• On March 17, 2025, Stephen Roman, the Chief Compliance Officer (CCO) and Secretary of CION Investment Corp, acquired 455 shares of CION's common stock.
• The purchase price was $10.93 per share.
• This transaction increased Roman's direct ownership to 11,809.45 shares, which includes 2,519.45 shares acquired through the company's distribution reinvestment plan.

Sentiment

Score: 6

Explanation: The sentiment is neutral to slightly positive. The purchase of shares by an officer is generally a good sign, but the quantity is not significant enough to drastically alter sentiment.

Positives

• The purchase of shares by a company officer can be seen as a positive sign, indicating confidence in the company's future performance.

Industry Context

Form 4 filings are standard practice and provide transparency into the transactions of company insiders, allowing investors to track management's sentiment and alignment with shareholder interests.

Stakeholder Impact

• The transaction may have a minor positive impact on shareholder sentiment due to the insider purchase.

Key Dates