SCHEDULE 13G: Intracoastal Capital Group Discloses 9.99% Stake in Cemtrex Inc.

Mitchell P. Kopin, Daniel B. Asher, and Intracoastal Capital LLC have jointly disclosed a beneficial ownership of 9.99% in Cemtrex Inc.'s common stock, totaling 198,066 shares.

Summary

• Mitchell P. Kopin, Daniel B. Asher, and Intracoastal Capital LLC (collectively, the "Reporting Persons") have filed a Schedule 13G, disclosing their beneficial ownership in Cemtrex Inc.
• As of May 23, 2025, the Reporting Persons are deemed to beneficially own 198,066 shares of Cemtrex Inc. common stock.
• This ownership represents approximately 9.99% of the outstanding common stock of Cemtrex Inc.
• The calculation is based on 1,784,581 shares of common stock outstanding as of May 12, 2025, as reported by Cemtrex Inc., plus the 198,066 shares issuable upon exercise of Intracoastal Warrant 1.
• The filing indicates shared voting and dispositive power over the 198,066 shares.
• The beneficial ownership excludes additional shares due to blocker provisions in two warrants: 371,517 shares from Intracoastal Warrant 1 (due to a 9.99% blocker) and 40,492 shares from Intracoastal Warrant 2 (due to a 4.99% blocker).
• Without these blocker provisions, the Reporting Persons would have beneficial ownership of 610,075 shares of common stock.
• The securities were not acquired for the purpose of changing or influencing the control of the issuer, except for activities solely in connection with a nomination under Rule 14a-11.

Sentiment

Score: 5

Explanation: The document is a factual regulatory filing disclosing beneficial ownership. It contains no explicit positive or negative operational or financial news, thus a neutral sentiment score is appropriate.

Positives

• The disclosure of a significant stake by a group of investors, including an investment firm, may signal confidence in Cemtrex Inc.'s future prospects.
• The filing clarifies the ownership structure and the limitations imposed by warrant blocker provisions, providing transparency to the market.

Negatives

• The presence of blocker provisions in the warrants limits the immediate exercisability of a larger stake, potentially restricting the investors' ability to quickly increase their voting power beyond the disclosed 9.99%.

Risks

• The blocker provisions in Intracoastal Warrant 1 (9.99% limit) and Intracoastal Warrant 2 (4.99% limit) prevent the Reporting Persons from exercising their full warrant holdings if it would result in beneficial ownership exceeding these thresholds, potentially limiting their influence or ability to capitalize on full warrant value.

Future Outlook

The document does not provide forward-looking statements or guidance regarding the company's future performance or strategic direction. It solely focuses on the disclosure of beneficial ownership.

Industry Context

This Schedule 13G filing is a standard regulatory disclosure of significant ownership. It does not provide information to analyze broader industry trends or Cemtrex Inc.'s competitive position within its industry. It primarily indicates a notable investment by a specific group of investors.

Corporate Governance

Stakeholder Impact

• Shareholders: The disclosure of a significant 9.99% stake by a group of investors could be viewed positively as a vote of confidence, potentially influencing investor sentiment and share price. It also identifies a key shareholder group.

Key Dates

Keywords

Cemtrex Inc., Schedule 13G, Beneficial Ownership, Intracoastal Capital LLC, Mitchell P. Kopin, Daniel B. Asher, Common Stock, SEC Filing, Warrants, Blocker Provision, Shareholder Disclosure